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Showing 131 - 140 of 223 results for "Cooperation"

ASIC appoints deputy chairman

LAURA MILLAN  |  FRIDAY, 26 APR 2013
... deputy chair of the Australian Competition and Consumer Commission, and has worked in the Organisation for Economic Cooperation and Development. Kell has also been chief executive of consumer group CHOICE. The Government also announced that Cathie Armour ...

ASIC chair appointed to IOSCO

LAURA MILLAN  |  TUESDAY, 2 APR 2013
... Financial Services Agency (FSA) and said it wants to work towards the engagement with members and stakeholders and the cooperation across its membership and with the industry. The Board also elected Ontario Securities Commission chairman Howard I. Wetston ...

Former mortgage broker convicted

MARK STORY  |  FRIDAY, 25 JAN 2013
... with the average being approximately $350,000. Only one loan of $532,000 was approved. Having taken into account his cooperation with ASIC's investigation, good character, history and remorse for acting dishonestly in this case, the Sydney District Court ...

Tax consultant cops two years jail for insider trading

MARK STORY  |  THURSDAY, 13 DEC 2012
... has much to do with changing the way the markets work and individuals behave," Ms Gibson said. ASIC acknowledged the cooperation provided by PwC during the investigation.

Super reforms should not kill off smaller funds: Quadrant

MARK SMITH  |  FRIDAY, 23 NOV 2012
... together, small funds can be competitive players in the super space because of - not in spite of - their compact size. "Cooperation is a real and workable option for small funds," Davy continued. "Whether it entails advice delivery, investing together ...

A good new year past the cliff

BENJAMIN ONG  |  WEDNESDAY, 21 NOV 2012

34 months prison for ex- GuardianFP adviser

BEN COLLINS  |  TUESDAY, 13 NOV 2012
... Heathwood entering into a two year good behaviour bond in the amount of $1,000. The court took into account Heathwood's cooperation with ASIC investigators and her early guilty plea in suspending the sentence. The Commonwealth Director of Public Prosecutions ...

Funding for women on super boards a union hand out: Cormann

BEN COLLINS  |  MONDAY, 5 NOV 2012
... Council CEO John Brogden and the minister for superannuation, Bill Shorten, is a great example of whole-of-industry cooperation," said AIST CEO Fiona Reynolds. Women in Super chair Cate Wood also welcomed the FSC's involvement in the launch of the initiative ...

Greater teamwork for ESG: Towers Watson

BEN COLLINS  |  FRIDAY, 14 SEP 2012
... University, consultant Towers Watson said investors needed a new way to think about sustainable investing, and better cooperation between participants in the investment process. Governments are critical in setting the tone for sustainable investing ...

ASIC eyes off UL property

BEN COLLINS  |  WEDNESDAY, 18 JUL 2012
... reviewed are complying with their obligations and adhering to good industry practice. We are pleased with the level of cooperation we received and the willingness of responsible entities to commit resources to address issues raised by ASIC," he said. ...