JAMIE WILLIAMSON  |  TUESDAY, 16 OCT 2018   12:42PM
The US Securities and Exchange Commission is taking action against an Australian asset manager for lying in public filings and on its website.
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ASIC to review FDS compliance
HARRISON WORLEY  |  TUESDAY, 16 OCT 2018
ASIC will review financial advice fee disclosure statements and renewal notices, after licenses submitted breach reports to the extent the corporate regulator is concerned about systemic non-compliance.
ANZ chief says remediation is "distracting"
KARREN VERGARA  |  FRIDAY, 12 OCT 2018
ANZ chief executive Shayne Elliott admitted to a parliamentary inquiry that the bank saw its remediation programs as a "distraction" and at one point took up to 15 years to compensate customers.
APRA will rethink how it assesses risk: Byres
KANIKA SOOD  |  THURSDAY, 11 OCT 2018
APRA chair Wayne Byres says the regulator will "clearly need to reflect" on the way it thinks about risk after Royal Commission revelations, but the financial services industry needs to step up to change its culture.
ASIC provides relief for naked short selling
HARRISON WORLEY  |  TUESDAY, 9 OCT 2018
ASIC provided legislative relief to ETF market makers, alongside changes to short selling laws.
Banks to answer for Hayne report
JAMIE WILLIAMSON  |  MONDAY, 8 OCT 2018
The chief executives of Australia's big four banks will head to Canberra to face questioning over the findings published in Commissioner Kenneth Hayne's interim report.
RC interim report is fair: Spot poll
KARREN VERGARA  |  MONDAY, 8 OCT 2018
Findings in Commissioner Kenneth Hayne's interim report are fair and reasonable, according to Financial Standard's latest spot poll.
ASIC appeal convicts former CBA planner
KARREN VERGARA  |  THURSDAY, 4 OCT 2018
ASIC has successfully helped convict a former CBA financial planner on appeal.
ASIC offers fee relief to drought-affected farmers
HARRISON WORLEY  |  TUESDAY, 2 OCT 2018
ASIC is offering assistance to drought-stricken farmers and related businesses suffering from financial hardship.
AMP, banks respond to RC interim report
HARRISON WORLEY  |  FRIDAY, 28 SEP 2018
AMP and Australia's big four banks have responded to the Royal Commission's interim report on misconduct in the financial services sector.
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