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Showing 91 - 100 of 223 results for "Cooperation"

ASIC accepts EU from My Adviser

KERRIE SYDEE  |  WEDNESDAY, 24 AUG 2016
... plan to deal with the recommendations of the expert report In a statement ASIC said it recognised the assistance and cooperation of My Adviser with the investigation and that My Adviser had commenced paying remediation to clients of Arion. More than ...

SMSF trustee fined $40K for SIS breaches

KERRIE SYDEE  |  THURSDAY, 11 AUG 2016
... obligations as a trustee of a superannuation fund." In handing down its findings, the court took into account Rodriguez's cooperation with ATO, the fact that he has reimbursed the fund for the sums borrowed and personal issues Rodriguez was experiencing. ...

Chinese and Dutch investment giants explore long-term alliance

ALEX BURKE  |  TUESDAY, 28 JUN 2016
... administration, asset management and ICT." APG chief investment officer Eduard van Gelderen said: "We are excited about the cooperation with E Fund, given China is continuously opening the market both inbound and outbound. We believe there are a lot ...

Asia Funds Passport signed off

KERRIE SYDEE  |  FRIDAY, 29 APR 2016
... while ensuring investor protection in participating economies. The MoC outlines the internationally agreed rules and cooperation mechanisms of the passport. The MoC comes into effect on 30 June 2016 and any other eligible economy that signs to MoC prior ...

Australian system needs "substantial reassessment": SEC veteran

ALEX BURKE  |  TUESDAY, 19 APR 2016
... and efficiently police the marketplace without help. "As a result, they came to a number of initiatives such as a cooperation program that incentivised individuals and entities with potential liability to come forward. "A lot of these initiatives existed ...

DeVere chief defends Panama privacy

ALEX BURKE  |  FRIDAY, 8 APR 2016
... and credibility" as an offshore financial centre and "[embrace] an era of heightened transparency, regulation and cooperation," he doesn't believe this should involve "[losing or devaluing] the legitimate financial privacy it offers." He argued there ...

ANZ appoints PwC for OnePath compliance review

ALEX BURKE  |  TUESDAY, 15 MAR 2016
... controls. As soon as we became aware of issues early in 2013 we reported these breaches to ASIC and provided our full cooperation with their review of the matter. "We've also taken significant additional steps to strengthen our compliance systems, including ...

Regulators coordinating efforts to protect super

MARK SMITH  |  THURSDAY, 18 FEB 2016
... commissioner Chris Jordan and Australian Securities and Investments Commission (ASIC) commissioner Greg Tanzer said cooperation between the two bodies had never been stronger and both were putting significant resources towards the SMSF sector. "Across ...

ASIC hits advice firm with more licence conditions

ALEX BURKE  |  FRIDAY, 2 OCT 2015
... systemic misconduct by advisers," said ASIC deputy chair Peter Kell. ASIC's statement concluded by acknowledging "the cooperation of TFSA to date in taking steps to acknowledge ASIC's concerns and working with ASIC towards an agreed and client-focused ...

Market to open higher

AAP  |  THURSDAY, 30 JUL 2015
... 5,606. In local economic news, Reserve Bank governor Glenn Stevens is speaking at the Boao Forum for Asia Financial Cooperation Conference in Sydney. The Australian Bureau of Statistics will release international trade price indexes for June quarter ...