Search Results | Showing 71 - 80 of 419 results for "Corporate regulator" |
| | | ... to overhaul the naming conventions of exchange-traded products so that the names are "true to label". The corporate regulator argued that ETPs have different structures, features, strategies, and risks compared to listed investment companies, listed ... |
| | | | ... a warning urging self-managed super funds (SMSFs) to consider the risks of cryptocurrency investments. The corporate regulator said that it had noticed an increase in marketing, recommending Australians switch from retail and industry superannuation ... |
| | | | ... years. Betalli has been banned from providing financial services for two years. Following a review by the corporate regulator, Betalli, who was authorised by HNW Planning, was found to have failed to provide advice that was in the best interests of his ... |
| | | | ... Premier Wealth Management from providing financial advice, while also stripping the firm of its AFS licence. The corporate regulator announced on Tuesday (December 14) it has banned Sydney-based financial advisers Gerald Cummings and Craig Allen for ... |
| | | | The corporate regulator is adding an executive director of operations, chief financial officer and chief people officer. Announcing the appointments today, ASIC said they are intended to strengthen its capability and effectiveness. Joining in January ... |
| | | | ... provided a roadmap for financial advisers to ensure that they do not breach their limited advice obligations. The corporate regulator has spelled out how not to breach limited advice regulation in the new information sheet INFO 267: Tips for giving limited ... |
| | | | The corporate regulator concluded its investigation of the ASX market outage and imposed conditions to mitigate risks for future upgrades. Conditions have been imposed on the market licence of ASX Limited, and the clearing and facility licence of ASX ... |
| | | | ... tools complement the upcoming Retirement Income Covenant. Seeking industry feedback until 28 January 2022, the corporate regulator launched a consultation with the super industry and is also inviting consumer groups and actuaries for their input. ASIC ... |
| | | | Corporate regulator ASIC is warning corporations that pay finfluencers to advertise products and services about potential breaches of financial advice laws. ASIC commissioner Cathie Armour said some listed companies are flocking to finfluencers for ... |
| | | | ... launching CRYP. A Bitcoin (1BTC) and an Ethereum (1ETH) exchange-traded fund will soon be made available. Corporate regulator ASIC recently paved the way for crypto ETFs, releasing a guide on admission and monitoring standards, custody, pricing methodologies ... |
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