Search Results | Showing 61 - 70 of 419 results for "Corporate regulator" |
| | | ... the first time a person has been convicted of online stock manipulation charges under s1041D of the Act. The corporate regulator has previously warned about social media led 'pump and dump' campaigns and continues to act against this form of market manipulation ... |
| | | | ... to a three-year intensive correctional order after he was found to have repeatedly attempted to deceive the corporate regulator with falsified documents. The sentence includes one year of home detention. Nesseim received a permanent ban from ASIC in ... |
| | | | Following on from RI Advice's Federal Court loss, the corporate regulator has laid out its expectations of licensees when it comes to cybersecurity. Just last week, in what was an Australian-first, the Federal Court found RI Advice failed its obligations ... |
| | | | The corporate regulator has issued information for social media influencers who discuss financial products and the licensees who use them, warning they face substantial penalties if their content contravenes financial services law. The information sheet ... |
| | | | ... providing financial services or having any involvement in a financial services business. According to the corporate regulator, between 1 June 2015 to 22 October 2020, Halligan, who was an authorised representative of BR Securities Australia, transferred ... |
| | | | ... Under the newly released Consultation Paper 359 Update to RG 263 Financial Services and Credit Panel, the corporate regulator seeks comments on the financial impact, effect of competition, and other costs and benefits the FSCP will have on industry participants. ... |
| | | | ... guides. Under Consultation Paper 358 Remaking ASIC relief on PDSs, superannuation dashboards and FSGs, the corporate regulator is proposing to consolidate seven instruments into three new instruments without major changes. Most of the instruments will ... |
| | | | Corporate regulator ASIC is being urged to take more action with respect to the collapse of the Sterling Income Trust. A senate committee that recently handed down its final report in its inquiry into the collapse of the Sterling Income Trust is urging ... |
| | | | The corporate regulator has identified potential conflicts of interest within the $1.5 trillion managed funds sectors' responsible entity structures. ASIC's review of 10 major responsible entities found potential conflicts of interest arise ... |
| | | | ... investments will continue in 2022, with total funds under management to reach between $180 billion and $190 billion. Corporate regulator ASIC is cracking down on how ETFs are named, launching a review aiming to ensure that products are true to label. ... |
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