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Former adviser cops eight-year banBY KARREN VERGARA | THURSDAY, 6 MAY 2021 12:06PM
A former ANZ and Infocus Securities financial adviser has been banned for eight years after ASIC found evidence of forgery and falsifying documents.
Read more: ASIC, ANZ, Infocus Securities, Ahmed Saad, Lisa Lee, Administrative Appeals Tribunal, Andrew Hills, Aon Hewitt, Aon Master Trust Members, Apogee Financial Planning, Disqualified Persons Register, MLC Super Fund, Nulis Nominees Australia
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The Golden Rules of Commercial Property Investment
Senator Jane Hume is allowing candidates who have failed the Financial Adviser Standards and Ethics Authority (FASEA) exam twice to re-sit it in 2022.
The industry fund has appointed a general manager of brand and marketing.
The government has passed legislation that will see the establishment of an independent body that will review the effectiveness of both the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).
Westpac has decided to retain its New Zealand business after reviewing the feasibility of the 160-year-old division and the impact of increased capital requirements.
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