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Showing 1 - 2 of 2 results for "Lisa Lee"

AAT downgrades adviser banning

KARREN VERGARA  |  FRIDAY, 3 DEC 2021
... an eight-year ban early this year will now serve a shorter banning order. The Administrative Appeals Tribunal reduced Lisa Lee's banning to six years. Her appeal to the AAT heard that she "accepted that what she did was wrong" after outlining a series ...

Former adviser cops eight-year ban

KARREN VERGARA  |  THURSDAY, 6 MAY 2021
... Securities financial adviser has been banned for eight years after ASIC found evidence of forgery and falsifying documents. Lisa Lee, a Sydney-based former adviser, falsely witnessed binding nomination of beneficiary forms for 17 clients, backdated documents ...
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