The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 5 of 5 results for "Infocus Securities"|
|A former ANZ and Infocus Securities financial adviser has been banned for eight years after ASIC found evidence of forgery and falsifying documents. Lisa Lee, a Sydney-based former adviser, falsely witnessed binding nomination of beneficiary forms for ...|
|... industry for one year after she failed to disclose prior criminal charges when applying as a representative of Infocus Securities Australia. Williams had been charged with fraud and stealing under the Queensland Criminal Code. ASIC said that by "failing ...|
|... interests of his clients. According to ASIC, a review of advice Aujla provided as an authorised representative of Infocus Securities Australia and Chaucer Group revealed he failed to obtain adequate information from clients about their personal circumstances ...|
|... advice division includes a planning network of over 180 financial advisers authorised under two dealer groups, Infocus Securities Australia and PATRON Financial Advice. They provide financial advice to over 80,000 clients from 116 offices across Australia.A ...|
|... advice to retail clients. The regulator found that Radovan, who, while acting as an authorised representative of Infocus Securities Australia Pty Ltd, recommended financial products to more than 30 clients between 2006 and 2008, and in a number of cases ...|
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A former New South Wales Treasury Corp executive has joined the prudential regulator as head of investment risk.
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MLC Life has been handed a new group insurance mandate from a retail superannuation provider.
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Pinnacle Investment Management has made a $3 million cornerstone investment in OpenInvest.
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The Federal Reserve is restricting the investing activities of policymakers and senior staff, including banning them from holding or trading individual stocks and bonds.
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