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|Search Results||Showing 1 - 10 of 100+ results for "ASIC"|
|... belonging to missing woman Melissa Caddick, the woman who claimed to be a financial adviser and is the subject of an ongoing ASIC investigation. The human remains were discovered on a beach on the NSW South Coast on 21 February 2021. NSW Police said ...|
|... filed initial documents with the Federal Court's Queensland registry, seeking orders that NAB pay a pecuniary penalty and ASIC's costs. The matter relates to "periodic payments" fees (PP fees), which NAB charged its customers in personal and business ...|
|... the 4500 holdings are actually screened. Neither firm commented on who was responsible for the occurrence. In last year, ASIC has stepped up its scrutiny of advertising in managed funds. This triggered a wave of name changes in "cash plus" or "enhanced ...|
|ASIC is encouraging people to dob in others who worked with them on market manipulation, insider trading or dishonest conduct in financial services - in exchange for immunity. ASIC says it can offer such individuals immunity from civil proceedings ...|
|... insight to create real change," he said. "We need to continue to strengthen relationships with governments, regulators, like ASIC and APRA, and we need to repeat that success with a wider-ranging set of organisations."|
|... sat the exam have passed - a total of 11,241 advisers have passed the exam, just over half the approximately 20,000 on the ASIC Financial Adviser Register. For the first time, this year FASEA offered additional support materials to help advisers pass ...|
|... that give bad advice to self-managed super funds, sounding a warning that it is flexing its new powers in superannuation. ASIC commissioner Danielle Press told the recent SMSF Association's National Conference via video link that several key projects ...|
|... strategies in ASX's mFunds marketplace. These totalled $256 million in total assets at January end. It has now applied to ASIC for approvals on listing at least three fixed income funds on the exchange: the $1.1 billion PIMCO Income Fund, the $7.2 ...|
|... effective across all members of the fund. In recent years there has been a push, supported by industry regulators such as ASIC and APRA, for superannuation funds to remove this cross subsidy. "Regardless of the upcoming merger, MTAA Super were going ...|
|... themselves in retirement. They are also less likely to pay for any sort of advice [and are] on lower income," he said. One report ASIC released not long ago delved into the demographics of financial advice clients and who tended to actively seek this ...|
IOOF expects to spend up to $32 million on paying out Buyer of Last Resort arrangements with financial advisers leaving its network, primarily from Bridges Financial Services.
Link Group is now exploring the possibility of listing PEXA despite recently flagging there was strong interest from other parties in buying the property settlement platform.
PIMCO has named a new lead for its Asia Pacific business as part of an executive shuffle announced overnight.
Even before the COVID-19 vaccine arrived in Australia, it was clear we were returning to pre-pandemic normality, and latest stats back this.
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