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Showing 41 - 47 of 47 results for "Professional Conduct"

FPA drafts practice principles

MICHAEL HOBBS  |  WEDNESDAY, 12 MAR 2008
... of Practice Standards for its members to ensure clients consistently receive appropriate advice. The FPA Professional Conduct Committee, financial planners and compliance specialists developed the standards over an eight-month period. The standards cover ...

FPA member fined and expelled

NICK OLIVER  |  MONDAY, 26 FEB 2007
... de Boer of Centro Financial Synergy was charged with 35 breaches of the FPA's Code of Ethics and Rules of Professional Conduct. The FPA Disciplinary Committee upheld 29 of the charges and fined de Boer $47,000 along with the expulsion. Centro Financial ...

Liquidator gets 12 month suspension

... relationship with a creditor of the appointee company. "Independence is fundamental to ethical standards of professional conduct. Businesses and members of the public must be able to rely on auditors and liquidators to meet their responsibilities as ...

FPA appoints GM for standards, certification and education

HAMISH MADDEN  |  FRIDAY, 27 OCT 2006
... financial planning profession. Bringing these areas together will help us more effectively integrate our work in professional conduct, standards, education and certification," Bloch said. "At the FPA, his role will be to ensure that professional entry ...

CPA Aust and ICAA issue comprehensive new adviser standards

... "It means that people seeking professional financial advice from members can expect the highest level of professional conduct because our members will be working within a rigorous framework to help ensure financial advice provided is objective." The ...

FPA concerned over misleading advertising about Choice

... says, "Stringent regulatory requirements on financial planners and the FPA's own code of ethics and rules of professional conduct combine to put strong constraints on mis-selling and churning." "A professional financial planner will provide full justification ...

Accounting profession imposes stricter standards on financial planning members

... jointly issued a draft Professional Statement outlining mandatory standards applying to fair, ethical and professional conduct their members who are financial planners. The aim of the statement is to provide an objective set of measures by which their ...
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