ALEX BURKE  |  FRIDAY, 20 JAN 2017   12:37PM
In preparation for the July 1 deadline, ASIC notified Australian super fund trustees that employer subplans will no longer be exempt from disclosure requirements.
More news
Product conflicts in retail banking: ABA report
ALEX BURKE  |  THURSDAY, 19 JAN 2017   12:44PM
A report commissioned by the Australian Bankers' Association highlights potential conflicts in product sales commissions and product-based payments used for retail banking staff, echoing the concerns that led to the Future of Financial Advice reforms ...
FPA expels cheating member
EMMA RAPAPORT  |  THURSDAY, 19 JAN 2017   12:39PM
The FPA has expelled a NAB-aligned member after he was found to have cheated on his CFP exam.
Sydney firm sees AFSL cancelled
EMMA RAPAPORT  |  WEDNESDAY, 18 JAN 2017   12:28PM
ASIC cancelled the Australian Financial Services Licence of Sydney based insurance company Core Insurance for failing to lodge financial statements and auditor reports for two years.
The race is on for offshore investments
ALEX BURKE  |  TUESDAY, 17 JAN 2017   1:00PM
The New Year will be crucial for simplifying regulation around offshore investment vehicles, according to Financial Services Council chief executive Sally Loane.
ASIC imposes $40,000 penalty
EMMA RAPAPORT  |  TUESDAY, 17 JAN 2017   12:33PM
Financial services firm Pershing Securities paid a $40,000 infringement notice issued by ASIC's Markets Disciplinary Panel after a failure of its automated processing system.
ING partners for fraud prevention
ALEX BURKE  |  THURSDAY, 12 JAN 2017   12:53PM
ING is joining with a global risk management software provider to upgrade its fraud detection and prevention facilities.
Federal Court dismisses ASIC allegations
ALEX BURKE  |  TUESDAY, 3 JAN 2017   12:56PM
The Federal Court dismissed ASIC's allegations in regards to a breach of directorial duties at an investment management company which collapsed in 2013.
FSC speaks out against elder financial abuse
JAMIE WILLIAMSON  |  TUESDAY, 3 JAN 2017   12:32PM
The Financial Services Council affirmed its support of the Australian Law Reform Commission's proposed amendments to help combat elder abuse.
Regulator finalises ANZ compliance review
ALEX BURKE  |  FRIDAY, 23 DEC 2016   11:34AM
ASIC confirmed the completion of ANZ's independent compliance review.
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EMMA RAPAPORT
Xero chairman Chris Liddell will resign from the firm's board to take up a position as an aide to United States President-elect Donald Trump.
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A global private equity firm signed a significant investment mandate with a sizeable Australian institutional investor.
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The FPA has expelled a NAB-aligned member after he was found to have cheated on his CFP exam.
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Wilson Asset Management chair and activist investor Geoff Wilson is calling for Hunter Hall to provide shareholders the opportunity to exit the company's Global Value LIC at fair value.
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