Search Results | Showing 21 - 30 of 47 results for "Professional Conduct" |
| | | ... Responding to the EU, NAB chief risk officer David Gall said: "We take our role in upholding high standards of professional conduct seriously. Core to our values and commitment to customers and the community is doing the right thing. However, we acknowledge ... |
| | | | ... the best outcome for customers and the wider community. "NAB takes its role in upholding high standards of professional conduct seriously. We are committed to service, integrity and ethics and our values reflect this." Gall went on to say that NAB "[does] ... |
| | | | ... provide feedback on four new draft information sheets that provide practical guidance on how the Code of Professional Conduct (the Code) applies to tax (financial) advisers. In a bid to assist tax (financial) advisers to understand their obligations ... |
| | | | ... advisers; investigating breaches of the Act; and imposing sanctions for non-compliance with the Act's Code of Professional Conduct. The FPA said for financial planners that have not yet registered with the TPB, the notification period concludes on 31 ... |
| | | | AustralianSuper believes the Chartered Financial Analyst (CFA) Asset Manager Code of Professional Conduct underpins the minimum standards within the super fund's investment agreements. As the discussion continues about lifting the professional, ethical ... |
| | | | ... dismissed, for various reasons, 41, and that is a good thing. If people are not up to standards of behavioural or professional conduct, those numbers will continue." |
| | | | ... to be an appropriate degree of qualifications and membership of approved professional bodies and approved professional conduct. "For too long you had people being able to do a minimum RG146 as minimal as a two week course and $2,000 and behold themselves ... |
| | | | ... the fit and proper requirements for registration." However, they will need to abide by the TPB's code of professional conduct. Those who register under the transitional option (from January 1, 2016, to June 30, 2017) will not need to meet the education ... |
| | | | ... become members of the CFA Institute, pledging to adhere to the CFA Institute Code of Ethics and Standards of Professional Conduct on an annual basis. The CFA Institute has more than 122,000 members in 145 countries and territories, including over 112,000 ... |
| | | | ... been used as a stick in the past, but it's about time we rewarded advisers who run their business based on professional conduct and sustainable business practices". According to a Guardian Advice release the key attributes of a sustainable advice businesses ... |
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