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Showing 131 - 140 of 511 results for "ethics"

FPA, TPB to share information

ALLY SELBY  |  FRIDAY, 26 JUN 2020
... client," he said. "The FPA has demonstrated a commitment to enforcing and holding members accountable to professional codes of ethics for over 25 years and we welcome the opportunity to work more closely with the TPB on encouraging professional behaviour ...

FASEA schedules remaining 2020 exam dates

ALLY SELBY  |  FRIDAY, 19 JUN 2020
The Financial Adviser Standards and Ethics Authority has confirmed the exam will be held across five sitting days in August, October and November. It comes after advisers were given an additional year to pass the FASEA's exam, while they were given ...

FASEA extension hits snag

ELIZABETH MCARTHUR  |  FRIDAY, 12 JUN 2020
... intended to come into effect by 2019. "However, the body appointed by the government - the Financial Adviser Standards and Ethics Authority - was extremely slow to finalise the standards," McAllister said. "As a result financial advisers have been placed ...

Confusion over RG 146 requirements

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
... continue with the RG 146 policy and compliance until completing the FASEA exam and approved education. "The FASEA Code of Ethics will work alongside RG 146 until such time as the exam and education qualification conditions are met," Fox said. "Once met ...

Magellan to use BasisCode for trading compliance

KANIKA SOOD  |  TUESDAY, 2 JUN 2020
... ease of use and seamless interaction with employees," BasisCode said. BasisCode Personal Trading Manager delivers code of ethics and workflow support integrated into a firm's compliance monitoring system. The third product, the BasisCode Insider ...

Former MLC super boss joins First Sentier

HARRISON WORLEY  |  MONDAY, 1 JUN 2020
... around six years. Currently serving as a non-executive director of IAG, Bank of Queensland, Cricket Australia and St James Ethics Centre, Tredenick is set to bring decades of experience to the firm's board. She will be joined by former Fidelity International ...

Banks accused of violating worker ethics

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAY 2020
In a new report, the Finance Sector Union has delved into how the industry's "capitalist ethics" violate the ethical integrity of workers. The report was commissioned by the FSU and completed by the Religion and Social Policy Network of the University ...

AMP, Pendal launch new managed portfolio

ELIZABETH MCARTHUR  |  THURSDAY, 21 MAY 2020
... value for money." AMP director of wrap product Shaune Egan said there is demand from financial advisers for sustainable and ethics driven investment products. "Research shows that over half of Australia's population are considering making ethical and ...

Superannuation fund appoints co-founder

KANIKA SOOD  |  FRIDAY, 8 MAY 2020
... the market in the past twelve months," Future Super co-founder and chief executive Simon Sheikh said. "Her passion for ethics and equality are infectious and will be key in propelling the Future Super story further so that we can build a prosperous future ...

Adviser fears over ASIC relief

HARRISON WORLEY  |  THURSDAY, 30 APR 2020
... director Cara Graham agrees, saying even with the temporary measures advisers are still required to abide by the FASEA Code of Ethics. "It's not as if that's [the Code] gone out of the window," Graham says. "All the steps in the onboarding process are ...