Search Results | Showing 61 - 70 of 160 results for "ASIC for" |
| | | ... financial services licence to Allegra Financial Services after it was initially rejected by ASIC. Allegra applied to ASIC for an AFSL in 2018 to provide personal financial product advice to retail and wholesale clients, with Lachlan Schonfelder as its ... |
| | | | ASIC has placed a stop order on another fund after it found radio advertisements compared the fund to term deposits and did not include proper risk warnings. The stop order was placed on advertisements for the Skyring Fixed Income Fund prohibiting it ... |
| | | | The former BitConnect Australian national promoter has been charged by ASIC for operating an unregistered investment scheme and making false statements. John Bigatton promoted the online cryptocurrency platform prior to its collapse in early 2018. It ... |
| | | | ... from my position in July 2021. However, in the current circumstances, I have decided that it is in the best interests of ASIC for me to resign now. I have therefore tendered my resignation to the Treasurer with immediate effect," Crennan said. "In order ... |
| | | | ... the Commonwealth, following legal advice, just two weeks ago. For his part, Shipton said he will voluntarily reimburse ASIC for taxation-related expenses paid by the regulator following his relocation in 2018. According to a letter sent to the Treasurer ... |
| | | | ... market and non-bank financial regulator to assist in the development of regulatory policy. Prior to this, she worked with ASIC for nearly eight years, from January 2001 until October 2009. During this time, she worked in a variety of roles, including ... |
| | | | ... "ASIC will continue to take action to ensure auditors adhere to ethical standards," Gilliland subsequently applied to ASIC for the decision to be reconsidered in September 2018, but the corporate watchdog reaffirmed its disqualification decision. A month ... |
| | | | ... advertisements for HESTA and First State appear again as well as ads for Dixon Advisory and ING. In 2015, BT was fined $20,400 by ASIC for two infringement notices. One of the notices (carrying a $10,200 fine) was issued for the inclusion of the words ... |
| | | | ... its failed takeover bids. Keybridge chief executive Nicholas Bolton asked the court for the shares to be vested with ASIC for sale and WAM pay Keybridge's costs associated with the matter. Bolton also requested the court to order a declaration that ... |
| | | | ... allow interception agencies to provide information about interception warrants or lawfully intercepted information to ASIC for any serious offences that ASIC can investigate," the memorandum said. "The amendments also allow an ASIC member or staff member ... |
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