Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 61 - 70 of 163 results for "ASIC for"

PIMCO eyes ETFs

KANIKA SOOD  |  MONDAY, 22 FEB 2021
... strategies in ASX's mFunds marketplace. These totalled $256 million in total assets at January end. It has now applied to ASIC for approvals on listing at least three fixed income funds on the exchange: the $1.1 billion PIMCO Income Fund, the $7.2 ...

FPA calls for levy overhaul

ANNABELLE DICKSON  |  WEDNESDAY, 3 FEB 2021
... reference checks to be extended to general advice and anyone who can influence the advice process in its submissions to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing.

Reference checks should cover all advice: FPA

KARREN VERGARA  |  MONDAY, 1 FEB 2021
... influence the financial advice process, according to the Financial Planning Association of Australia. In its submission to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing ...

AAT refuses Allegra AFSL

ANNABELLE DICKSON  |  THURSDAY, 3 DEC 2020
... financial services licence to Allegra Financial Services after it was initially rejected by ASIC. Allegra applied to ASIC for an AFSL in 2018 to provide personal financial product advice to retail and wholesale clients, with Lachlan Schonfelder as its ...

Regulator continues crackdown on product adverts

ELIZA BAVIN  |  MONDAY, 23 NOV 2020
ASIC has placed a stop order on another fund after it found radio advertisements compared the fund to term deposits and did not include proper risk warnings. The stop order was placed on advertisements for the Skyring Fixed Income Fund prohibiting it ...

ASIC charges BitConnect Australia lead

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
The former BitConnect Australian national promoter has been charged by ASIC for operating an unregistered investment scheme and making false statements. John Bigatton promoted the online cryptocurrency platform prior to its collapse in early 2018. It ...

Daniel Crennan resigns

ELIZABETH MCARTHUR  |  MONDAY, 26 OCT 2020
... from my position in July 2021. However, in the current circumstances, I have decided that it is in the best interests of ASIC for me to resign now. I have therefore tendered my resignation to the Treasurer with immediate effect," Crennan said. "In order ...

ASIC chair steps aside pending pay review

JAMIE WILLIAMSON, KANIKA SOOD, ELIZABETH MCARTHUR  |  FRIDAY, 23 OCT 2020
... the Commonwealth, following legal advice, just two weeks ago. For his part, Shipton said he will voluntarily reimburse ASIC for taxation-related expenses paid by the regulator following his relocation in 2018. According to a letter sent to the Treasurer ...

ASIC wealth director nabs promotion

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... market and non-bank financial regulator to assist in the development of regulatory policy. Prior to this, she worked with ASIC for nearly eight years, from January 2001 until October 2009. During this time, she worked in a variety of roles, including ...

ASIC takes disqualification decision to Federal Court

ALLY SELBY  |  FRIDAY, 11 SEP 2020
... "ASIC will continue to take action to ensure auditors adhere to ethical standards," Gilliland subsequently applied to ASIC for the decision to be reconsidered in September 2018, but the corporate watchdog reaffirmed its disqualification decision. A month ...