Search Results | Showing 11 - 20 of 158 results for "ASIC for" |
| | | ... been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ASIC for five years. They have each pleaded guilty to two charges of aiding, abetting, counselling or procuring the firm to commit ... |
| | | | ... the advice sector is not "the right approach". Meanwhile, shadow minister for financial services Pat Conaghan blasted ASIC for its handling, claiming it was "too slow" out of the gate and should take some responsibility for the scheme. "If there was ... |
| | | | HESTA has paid $37,560 to comply with two infringement notices issued by ASIC for misleading statements. ASIC alleged the $100 billion super fund made misleading statements in paid advertisements about its commitment to removing carbon emissions investments. ... |
| | | | ... served through our network of 50 advisers. Importantly, no clients suffered any financial loss." Rodwell also criticised ASIC for not getting its priorities right. While the regulator aggressively pursued a technical issue against Crown, he said, large-scale ... |
| | | | ... communications currently only supported by paper," they said. Despite the settlement, Cbus is still facing litigation from ASIC for claims handling delays which was launched in November 2024. However, it is understood the super fund is engaging with ... |
| | | | ... Australians through superannuation and retail investments," Briggs said. Lastly, the Australian Investment Council commended ASIC for the work it has undertaken in reviewing the private credit market and said it welcomed the confirmation that, for the ... |
| | | | After being caned by ASIC for making beneficiaries wait for more than 90 days to receive a death benefit, Cbus is vowing to pay them faster. Where members have not nominated a beneficiary, Cbus said benefit payments will be paid to the surviving current ... |
| | | | ... fund's processes for determining the propriety of board directors are lacking. Cbus has also come under fire from ASIC for claims handling delays which the regulator alleges impacted 6500 members. |
| | | | ... provide personal advice while unregistered. Skye Money and Smart Financial Capital have both paid fines of $31,300 to ASIC for authorising an unregistered financial adviser to provide personal advice to clients. ASIC said that it acted as it had reasonable ... |
| | | | ... conduct, committed by one of its representatives at Lighthouse Partners. Kiriley Roper was recently banned for 10 years by ASIC for charging fees for no service to the tune of more than $80,000. Roper was authorised by Crown Wealth Group when Moore was ... |
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