Search Results | Showing 11 - 20 of 161 results for "ASIC for" |
| | | ... AusPrac Super and YourChoice Super, as sub-plans of OneSuper, are overseen by Diversa Trustees, which is being sued by ASIC for its involvement in the First Guardian and Shield collapses and, more recently, was hit with additional licence conditions ... |
| | | | ... 5131 Application for appointment of scheme auditor by member of a registered scheme 5132 Application for consent from ASIC for resignation or removal of scheme auditor 5133 Notification of resignation, removal or cessation of a registered scheme auditor ... |
| | | | ... procedures and frameworks to ensure compliance with financial services law and provide two reports on these matters to ASIC for the watchdog to determine if any further action is warranted. "Compliance with the financial reporting and notification obligations ... |
| | | | ... been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ASIC for five years. They have each pleaded guilty to two charges of aiding, abetting, counselling or procuring the firm to commit ... |
| | | | ... the advice sector is not "the right approach". Meanwhile, shadow minister for financial services Pat Conaghan blasted ASIC for its handling, claiming it was "too slow" out of the gate and should take some responsibility for the scheme. "If there was ... |
| | | | HESTA has paid $37,560 to comply with two infringement notices issued by ASIC for misleading statements. ASIC alleged the $100 billion super fund made misleading statements in paid advertisements about its commitment to removing carbon emissions investments. ... |
| | | | ... served through our network of 50 advisers. Importantly, no clients suffered any financial loss." Rodwell also criticised ASIC for not getting its priorities right. While the regulator aggressively pursued a technical issue against Crown, he said, large-scale ... |
| | | | ... communications currently only supported by paper," they said. Despite the settlement, Cbus is still facing litigation from ASIC for claims handling delays which was launched in November 2024. However, it is understood the super fund is engaging with ... |
| | | | ... Australians through superannuation and retail investments," Briggs said. Lastly, the Australian Investment Council commended ASIC for the work it has undertaken in reviewing the private credit market and said it welcomed the confirmation that, for the ... |
| | | | After being caned by ASIC for making beneficiaries wait for more than 90 days to receive a death benefit, Cbus is vowing to pay them faster. Where members have not nominated a beneficiary, Cbus said benefit payments will be paid to the surviving current ... |
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