Search Results | Showing 81 - 90 of 127 results for "ASIC for" |
| | | ... misleading statements in relation to establishing a self-managed superannuation fund. The company was fined $10,800 by ASIC for deceptive representations in regards to the cost of setting up an SMSF using the services of RS Capital, trading as My SMSF ... |
| | | | Melbourne-based corporate advisory firm Allegianz has had its financial services licence cancelled by ASIC for failing to lodge financial statements and auditor reports. Allegianz's AFSL was suspended for six months in March 2016 after the company failed ... |
| | | | ... providing financial services for five years. Former Meritum Financial Group adviser, Alfie Chong, was initially banned by ASIC for a range of misconduct issues including: providing inappropriate advice, failing to determine clients' relevant personal ... |
| | | | ... further consultation on industry supervisory levies. AIST said there is little or no information on: increased funding to ASIC for several matters; increased funding for modernising APRA data capabilities; and increased funding for the Superannuation ... |
| | | | Wilson Asset Management has lodged a prospectus with ASIC for its large-cap listed investment company. WAM Leaders Limited will, in WAM chair Geoff Wilson's words, "provide investors with a rare opportunity to the S&P/ASX 200 Index with an active, index ... |
| | | | ... Details on former CFMEU construction and general division NSW state secretary Brian Parker have also been referred to ASIC for potential breaches of the Act. The Commissioner said prior to the information leak in 2013, Cbus had been part of a public ... |
| | | | The Australian Securities and Investments Commission (ASIC) has released research suggesting there is a more positive sentiment towards superannuation based on annual tests of the MySuper dashboard. ASIC has published results from its 2014 consumer ... |
| | | | ... work closely together as co-regulators of SMSF auditors. The ATO monitors SMSF auditor conduct and may refer matters to ASIC for possible action such as disqualification or suspension of their registration. Earlier this week Abe Samuel and Manoj Abichandani ... |
| | | | TAL Direct's InsuranceLine business has been fined by ASIC for false or misleading advertising. Specifically, the advertising suggested that the Income Protection Plus product provided "illness and injury cover up to 85% of income to $10,000 a month" ... |
| | | | ... used to bolster the profits of the major banks and financial institutions," Whiteley said. Financial Standard contacted ASIC for comment, but at time of writing they had made no statement. However, there does appear to be substance behind ISA's warnings ... |
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