Search Results | Showing 21 - 30 of 765 results for "Code" |
| | | ... number of advisers decreasing, the standards have inversely increased. From about 2018, when new education standards and the Code of Ethics were introduced, Singh said there has been an increase in the quality of advice delivered by the profession. It ... |
| | | | ... (trading as FTX US) and other affiliated companies also commenced voluntary proceedings under Chapter 11 of the US Bankruptcy Code. FTX Trading became the ultimate holding company of FTX Australia on 23 September 2021. Before its suspension, FTX Australia's ... |
| | | | ... of the client and providing advice that was not appropriate. He also made false and misleading statements and breached the Code of Ethics, such as the duties of trustworthiness, competence, honesty, fairness, and diligence. As a result, the panel has ... |
| | | | ... mining new blocks - verifying the transactions on the blockchain - is cut by 50%. This mechanism, built into Bitcoin's code, effectively constricts the supply of new Bitcoins, which can influence the cryptocurrency's value if demand remains steady ... |
| | | | ... said. The panel said Mr. S contravened the Corporations Act by engaging in misleading or deceptive conduct and breaching the Code of Ethics. The FSCP ultimately ordered Mr. S's licensee to perform three successive compliance audits in relation to ... |
| | | | ... the Privacy Act and the Tax Agent Services Act; applied ethical and professional reasoning and communication (including the Code of Ethics); and financial advice construction - the suitability of advice aligned to different consumer groups, incorporating ... |
| | | | ... client (accepted in principle as per Recommendation 11). More details about the replacement SoA and the Financial Adviser Code of Ethics will be released in due course. As for conflicted remuneration, Jones accepted many components of Recommendation ... |
| | | | ... to our external suppliers are made according to the best financial interests of our members, and in line with our Supplier Code of Conduct. Our Supplier Code of Conduct sets out our expectations of behaviours and ethical business practices for our suppliers." ... |
| | | | ... executive Joel Ronchi said that the acquisition includes a suite of micro-application software specific to advice assurance, AI code, integration tools, and rules-based algorithms. Regtech TIQK went into liquidation on March 6, operating less than seven ... |
| | | | ... been adjourned to July 17. Steele has been charged with seven counts of breaching s408C(1)(a)(i) of the Queensland Criminal Code which relates to a person committing fraud if they dishonestly apply to their own use or to the use of any person property ... |
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