Search Results | Showing 51 - 60 of 849 results for "Code" |
| | | ... conflicts of interest and reputational risks - arising from changes in an individual's personal circumstances - became code for virtue signally, 'woke,' or knee-jerk reactions to current events playing out in the news. "When APRA says a change ... |
| | | | The housing construction sector is lagging Australia's productivity levels by 49% and is helping fuel the affordable housing crisis, a new report from the Productivity Commission reveals. The Housing construction productivity: Can we fix it? report ... |
| | | | ... obligation, failed to prioritise his clients' interest over his own, and made misleading statements. He breached the Code of Ethics' standards of acting in accordance with all applicable laws and the code; and failed to provide financial product ... |
| | | | ... Australian Finance Group. On 14 May 2024, King was convicted of two counts of fraud under s708c of the Queensland Criminal Code and was sentenced to five and eight years of imprisonment with the sentences being served concurrently, ASIC said. He will ... |
| | | | ... education covering retirement planning in the next 12 months. The FSCP added that the adviser "did not demonstrate the FASEA Code of Ethics' Value of Diligence and failed to comply with Standard 5 which includes the requirement that all advice a relevant ... |
| | | | ... indication of increasing confidence around the macroeconomic environment," he said. E&P Financial Group, which traded under ticker code EP1, officially left the ASX on December 27. The firm flagged its intentions to ditch the ASX in September, claiming ... |
| | | | ... customers. "We allege HSBC Australia compounded the problem by failing to comply with its obligations under the ePayments Code and let its customers down when they needed their help the most, on average taking 145 days to investigate customers' reports ... |
| | | | ... relevant circumstances. Finally, under section 921E(3), the adviser did not demonstrate the value of diligence under the Code of Ethics. In another case, "Mr. W" two years ago recommended a client make a tax-deductible contribution to superannuation ... |
| | | | ... for these payments for comparison. The publication of the report comes as the fund doubled down on calls for an industry code of conduct. Elia said the introduction of a mandatory industry code, guided by the regulators, would set clear expectations ... |
| | | | ... determine our standards, and we believe that we are now ready and most qualified to take control of education and training, code of ethics, and disciplinary regime," he told the annual FAAA Congress held in Brisbane. "We are a profession. We should expect ... |
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