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Showing 81 - 90 of 865 results for "Code"

Non-bank lender sued for dodging Credit Code

JAMIE WILLIAMSON  |  THURSDAY, 31 OCT 2024
The corporate regulator is suing Oak Capital, alleging it deliberately circumvented the National Credit Code by writing loans to companies it knew were for individuals before repossessing their homes when they couldn't repay. Oak Capital is a private ...

Global X launches defence technology ETF

ANDREW MCKEAN  |  WEDNESDAY, 9 OCT 2024
... DTEC as an "attractive option for investors seeking capital growth." The ETF has been available in the US under the ticker code SHLD and has gathered more than US$500 million in net assets since listing less than one year ago. SHLD has returned over ...

Betashares launches defence ETF

KARREN VERGARA  |  TUESDAY, 8 OCT 2024
... and military equipment and technology. Betashares Global Defence ETF was admitted on the ASX on October 4 under the ticker code ARMR. It invests in up to 60 companies that earn over 50% of revenues from developing and manufacturing military and defence ...

Nanuk fund lists as currency hedged ETF

KARREN VERGARA  |  WEDNESDAY, 2 OCT 2024
... exchange-traded fund (ETF) on the ASX. The New World Fund (Currency Hedged) Active ETF was admitted on the ASX under ticker code NNWH on September 30. The fund invests in companies that are likely to benefit from or contribute to improving global environmental ...

Scams prevention framework consultation released

ELIZA BAVIN  |  MONDAY, 16 SEP 2024
Treasury has released the Scams Prevention Framework for consultation with harsh penalties proposed for financial services firms that don't do enough to prevent scams. The government is planning to introduce mandatory codes that would requires financial ...

AFCA consults on superannuation life insurance disputes

ANDREW MCKEAN  |  TUESDAY, 10 SEP 2024
The Australian Financial Complaints Authority (AFCA) is seeking feedback on how it approaches dealing with common life insurance related complaints. The external dispute resolution company is specifically consulting on two draft approach documents for ...

Metrics to list CRE fund

KARREN VERGARA  |  TUESDAY, 10 SEP 2024
... on the exchange. The Metrics Real Estate Multi-Strategy Fund is scheduled to list on or around October 16 under the ticker code MRE. The fund invests via Metric's two other strategies: Metrics Real Estate Multi-Strategy Passive Trust and Metrics ...

Former BBY employee sentenced for 'dishonest conduct'

MATTHEW WAI  |  WEDNESDAY, 21 AUG 2024
... to two offences which contravened sections 1041G(1) of the Corporations Act and section 11.2 of the Commonwealth Criminal Code. As a result, she was sentenced to an aggregated sentence of two years and six months imprisonment, but she will serve it in ...

Court rejects former fund manager's appeal

KARREN VERGARA  |  WEDNESDAY, 31 JUL 2024
... Munro. He was arrested in 2015 following ASIC's allegation of five counts of fraud under s408c of the Queensland Criminal Code and that he operated a financial services business without as AFS licence (AFSL). On 10 August 2021, his legal representatives ...

Lanyon to launch ETMF on ASX

ELIZA BAVIN  |  FRIDAY, 26 JUL 2024
... the decision to pursue the ASX quotation following extensive investor feedback. The fund will be quoted on the ASX with the code LNYN. "The Lanyon Investment Fund is a long term, value oriented, high conviction strategy investing in the most compelling ...