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Showing 111 - 120 of 849 results for "Code"

Treasury to scrap advice admin burdens, boosts intra-fund advice

KARREN VERGARA  |  TUESDAY, 13 JUN 2023
... client (accepted in principle as per Recommendation 11). More details about the replacement SoA and the Financial Adviser Code of Ethics will be released in due course. As for conflicted remuneration, Jones accepted many components of Recommendation ...

Super funds consider future of PwC contracts

RACHEL ALEMBAKIS  |  THURSDAY, 8 JUN 2023
... to our external suppliers are made according to the best financial interests of our members, and in line with our Supplier Code of Conduct. Our Supplier Code of Conduct sets out our expectations of behaviours and ethical business practices for our suppliers." ...

Advice regtech acquires TIQK assets

KARREN VERGARA  |  WEDNESDAY, 7 JUN 2023
... executive Joel Ronchi said that the acquisition includes a suite of micro-application software specific to advice assurance, AI code, integration tools, and rules-based algorithms. Regtech TIQK went into liquidation on March 6, operating less than seven ...

Fraudulent property director charged

CHLOE WALKER  |  TUESDAY, 6 JUN 2023
... been adjourned to July 17. Steele has been charged with seven counts of breaching s408C(1)(a)(i) of the Queensland Criminal Code which relates to a person committing fraud if they dishonestly apply to their own use or to the use of any person property ...

TPB grilled over handling of PwC scandal

JAMIE WILLIAMSON  |  THURSDAY, 1 JUN 2023
... lose money if you took a decision... which may well have been something that should have been considered in relation to the code of conduct." "This is not something that should have been considered in the decision of the sanctions imposed. We have no ...

JPMorgan developing investment advice AI

ANDREW MCKEAN  |  TUESDAY, 30 MAY 2023
... management, 900 data scientists working on AI and machine learning models, as well as 600 machine learning engineers writing the code to put these models into action. The bank is looking at potential applications of AI across various areas, including ...

Investment fraud accomplice charged

CASSANDRA BALDINI  |  MONDAY, 22 MAY 2023
... appear in the Stirling Garden Magistrates Court in July. The maximum penalty for each offence of fraud under the Criminal Code WA is seven years' imprisonment or 10 years if the person deceived is over 60 years old. The matter is being prosecuted by ...

FAAA suggests adviser pathway tweaks

CHLOE WALKER  |  FRIDAY, 5 MAY 2023
... practice indefinitely with no further qualifications required," Abood said. The FAA also advised a requirement to complete the Code of Ethics Graduate level subject would ensure that all practicing advisers have a shared understanding and body of knowledge ...

Venture capital rout rattles advice technology sector

KARREN VERGARA  |  MONDAY, 1 MAY 2023
... buyers that might be interested in snatching up Creativemass, which comes with intellectual property such as software and code, a decentralised client base infrastructure, as well as a book of client contacts. "The company has a dedicated onshore development ...

Still work to be done on group insurance: ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 22 MAR 2023
Superannuation funds need to improve the life insurance they provide members, with ASIC finding trustees have not made sufficient effort to do so since it began targeted work in the area in 2019. Last year, ASIC reviewed the actions of 15 trustees in ...