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Showing 151 - 160 of 851 results for "Code"

Border rule-breaking former adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 5 APR 2022
... with a direction under the Emergency Management Act 2005 and of gaining a benefit by fraud in contravention of the Criminal Code WA. Babbage was sentenced to 10 months jail by the Perth Magistrates Court. At the time, ASIC confirmed to Financial Standard ...

New scaled advice offering launches

JAMIE WILLIAMSON  |  TUESDAY, 29 MAR 2022
... a subscription model and is exclusive to advisers. As part of the registration process, all users must submit an adviser code and be linked to a financial adviser, the firm said. Clients can also access calculators and tools, track their spending, and ...

Nanuk AM lists active ETMF

JAMIE WILLIAMSON  |  MONDAY, 21 MAR 2022
... is also now available via direct application and IDPS platforms as an active exchange traded managed fund. Its ASX ticker code is NNUK. Citi has been appointed responsible entity for the ETMF, while Solactive has been appointed by Equity Trustees as ...

EQT secures RE, custody mandates

KARREN VERGARA  |  THURSDAY, 17 MAR 2022
... responsible entity in early March to oversee its new US Student Housing REIT, which was admitted on the ASX under ticker code USQ on March 4. The REIT invests in off-campus US student housing located near universities.

BetaShares launches Aussie bluechip ETF

KARREN VERGARA  |  THURSDAY, 17 MAR 2022
... strategy that invests in Australian companies deemed to be of high quality. The BetaShares Australian Quality ETF, with ticker code AQLT, comprises companies that have high return on equity, low leverage and relative earnings stability. AQLT will host ...

Mixed reviews for advice industry reviewer

KARREN VERGARA  |  MONDAY, 14 MAR 2022
... why some of these things have been excluded. This means that issues like the financial adviser education standard and the Code of Ethics will need to be addressed by the Government, rather than being referred to the QAR for a recommendation. We look ...

VGI, Regal need more time on deal

ELIZABETH MCARTHUR  |  MONDAY, 14 MAR 2022
... and VGI Partners Asian Investments (VG8). Subject to shareholder approval, following the merger, VGI will change its ticker code and be renamed. Regal is an alternatives investment manager founded in 2004, offering institutional investors and family ...

Advisers call out regulation backflip

KARREN VERGARA  |  FRIDAY, 4 MAR 2022
... to use their professional judgement and be guided by ethical standards, as has been promoted since the introduction of the Code of Ethics? If so, what happens when the regulator disagrees with the advice provided? Do we then have to discount the principles ...

Advisers cautious of election promises

KARREN VERGARA  |  THURSDAY, 3 MAR 2022
... we get some of these big issues right," he said. Hume confirmed that if the Liberal Party is re-elected, the contentious Code of Ethics is here to stay. Sciarrone said that more clarity around the code is imperative so there is no confusion on "what ...

Cbus names deputy chair

JAMIE WILLIAMSON  |  THURSDAY, 3 MAR 2022
... Alliance, chief executive of the Brewers Association of Australia and New Zealand, director of Alcohol Beverage Advertising Code. She also spent close to a decade as general manager, workplace and corporate relations at the National Farmer's Federation ...