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Showing 131 - 140 of 865 results for "Code"

TPB grilled over handling of PwC scandal

JAMIE WILLIAMSON  |  THURSDAY, 1 JUN 2023
... lose money if you took a decision... which may well have been something that should have been considered in relation to the code of conduct." "This is not something that should have been considered in the decision of the sanctions imposed. We have no ...

JPMorgan developing investment advice AI

ANDREW MCKEAN  |  TUESDAY, 30 MAY 2023
... management, 900 data scientists working on AI and machine learning models, as well as 600 machine learning engineers writing the code to put these models into action. The bank is looking at potential applications of AI across various areas, including ...

Investment fraud accomplice charged

CASSANDRA BALDINI  |  MONDAY, 22 MAY 2023
... appear in the Stirling Garden Magistrates Court in July. The maximum penalty for each offence of fraud under the Criminal Code WA is seven years' imprisonment or 10 years if the person deceived is over 60 years old. The matter is being prosecuted by ...

FAAA suggests adviser pathway tweaks

CHLOE WALKER  |  FRIDAY, 5 MAY 2023
... practice indefinitely with no further qualifications required," Abood said. The FAA also advised a requirement to complete the Code of Ethics Graduate level subject would ensure that all practicing advisers have a shared understanding and body of knowledge ...

Venture capital rout rattles advice technology sector

KARREN VERGARA  |  MONDAY, 1 MAY 2023
... buyers that might be interested in snatching up Creativemass, which comes with intellectual property such as software and code, a decentralised client base infrastructure, as well as a book of client contacts. "The company has a dedicated onshore development ...

Still work to be done on group insurance: ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 22 MAR 2023
Superannuation funds need to improve the life insurance they provide members, with ASIC finding trustees have not made sufficient effort to do so since it began targeted work in the area in 2019. Last year, ASIC reviewed the actions of 15 trustees in ...

NZ advisers begin new licensing regime

KARREN VERGARA  |  FRIDAY, 17 MAR 2023
... Financial Services Legislation Amendment Act (FSLAA), which took effect in 2019. The act also mandates advisers to adhere to the Code of Professional Conduct for Financial Advice Services, the standards that set out expected ethical behaviour and competence ...

ASIC questioned over workplace culture

CASSANDRA BALDINI  |  THURSDAY, 23 FEB 2023
... are no ComCare cases being advanced that no one is reporting concerns about breaches of setting the standards for the ASIC code of conduct in your organisation?" she asked. In response, Longo said he thinks ASIC has a very good culture. "So far as you're ...

Victim access to super should be extended: Associations

JAMIE WILLIAMSON  |  TUESDAY, 21 FEB 2023
... and jury and serious offences that an accused can elect to have heard by judge alone. A serious offence in the NSW criminal code is defined as one involving a prison term of at least five years. We think this would be a good definition to use in these ...

Government acts to regulate crypto assets

ANDREW MCKEAN  |  MONDAY, 6 FEB 2023
... said Australia is home to a thriving community of crypto ecosystem businesses, including network infrastructure providers, code auditors, trading platforms, online gaming companies and software engineers. "If the crypto ecosystem matures and develops ...