Search Results | Showing 71 - 80 of 744 results for "FoFA" |
| | ... declarations ought to be made. The Court determined NSG's representatives breached s961B of the Future of Financial Advice (FoFA) reforms by failing to take reasonable steps to ensure that they provided advice that complied with the best interests obligations. ... |
| | | ... country's financial advisers, the research suggests this figure may drop in the coming years, attributing it primarily to FoFA putting "regulatory and fiduciary onus on individual financial advisers." "These trends signal the beginning of a fundamental ... |
| | | ... advisers as a result are crossing over into almost doing what investment managers used to be able to do, which in a post-FoFA world creates massive opportunities because of the flexibility managed accounts offer, Dunnin said. For advisers using managed ... |
| | | ... Centrepoint as a rewarding experience. "Centrepoint and the broader industry have accomplished a lot over the last four years since FOFA was introduced, and the industry now has the foundations on which to build a strong future," he said. |
| | | ... the table was the big picture. One audience member pointed out that in the face of digital disruption, job automation and FoFA - which are taking up an intensive amount of leaders' time and efforts - it has been quite a struggle to stay on top of technical ... |
| | | ... questioned the need for a 19-year-old apprentice, unmarried and living at home wouldn't need life insurance, which under FoFA shouldn't be given a policy. He added that problem comes down to the level of education customers receive. Beer responded that ... |
| | | ... 2001, including the best interest obligations financial advisers owe to their clients under the Future of Financial Advice (FoFA) provisions, and other provisions relating to misleading and deceptive conduct and unconscionable conduct. ASIC alleges that ... |
| | | ... a great solution to reduce time and expense," Ignition Wealth head of sales and marketing Richard Liverpool added. "Post-FOFA, as ASIC increases scrutiny in this area, the accountancy market has been urgently seeking a compliant solution for their clients ... |
| | | ... borrowing arrangements (LBRAs) to fund the purchase of real property. This advice was deemed by ASIC to be in breach of the FOFA reforms. Atkins was a representative of Westpac subsidiary Magnitude Group from May 2015 to December 2015, prior to which ... |
| | | FoFA reforms protecting consumers against conflicting remuneration structures when purchasing wealth products should be broadened to retail banking consumers as well, according to the Finance Sector Union. Speaking at yesterday's Senate inquiry into ... |
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