Search ResultsShowing 1 - 6 of 6 results for "ASFL"
ASIC increases levy costs
ELIZA BAVIN  |  THURSDAY, 16 JAN 2020
... adviser, up from $907 per adviser initially indicated in March last year. The regulator will receive around $33 million from ASFL levies, up from the initial $25 million that was anticipated, and around $17.2 million from superannuation trustees, up ...
Concerns over cancelled ASFL complaints
ELIZA BAVIN  |  THURSDAY, 19 DEC 2019
ASIC has cancelled the AFSL of KP International Group after the regulator suspended it earlier this year, but concerns remain. ASIC said after the suspension, KP International advised the regulator that all relevant officers of the company had resigned ...
Advisers choose their own journey on BT hub
DARREN SNYDER  |  FRIDAY, 2 NOV 2018
... Open Services is a financial adviser hub set up to support advice practices with services such as: AFSL transition support; ASFL responsible manager support; customisable client marketing; technical support; governance support; insights; and a schedule ...
ASIC hands Allegianz six month suspension
KERRIE SYDEE  |  FRIDAY, 1 APR 2016
ASIC has placed a six month suspension on Melbourne-based Allegianz's Australian Financial Services Licence (ASFL) for failing to comply with a number of key obligations. In a statement the regulator said that Allegianz had failed to lodge auditor reports ...
Licensing relief for securitisation special purpose vehicles
... purpose of securitising a particular sponsor's assets, it would be disproportionately burdensome to require them to hold an ASFL." The exemption was only issued after consultation with industry members and groups, as well as the Australian Prudential ...
Macquarie provides solution for FSR compliance
... Bond gives dealer groups and small financial advisory businesses a fast way to obtain their bonds so they can obtain their ASFL. Macquarie Banking Division Associate Director Cathy Gadd said many financial advisory businesses were finding it difficult ...
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