Search Results | Showing 1 - 10 of 17 results for "ASFL" |
| | | ... before starting the third quarter of their professional year and be authorised by an Australian financial services licensee (ASFL) as a 'provisional financial adviser'. Those who were unsuccessful will receive feedback as to the areas of the exam in ... |
| | | | ... Australian credit licence (ACL) and Australian financial service licence (AFSL). It currently provides around 100 subscribed ASFL clients with compliance and business support. The appointment comes at a time when the company is eager to significantly ... |
| | | | ... from the scheme or requests to withdraw membership, AFCA must notify ASIC, ASIC said. Simultaneously, ASIC has cancelled the ASFL of Colleen Hennequin, an accounting firm, on July 10, as well as credit licences of the following members: George Frossinos ... |
| | | | ... culture," ASIC stated. Since ASIC's surveillance, AFSL Group has applied for reinstatement of its AFCA membership. Both QFML and ASFL Group may apply to the Administrative Appeals Tribunal for a review of ASIC's decision. |
| | | | ... banking, and health insurance. Austbrokers Life will deliver financial advice under Australian Unity's financial licence (ASFL). Australian Unity Advice general manager Matt Brown said the organisations share values, ensuring a successful partnership. ... |
| | | | ... Sharree Grace Hutchinson from providing financial services for six years, after she was found to have abused her power as an ASFL holder. Specifically, the regulator found that between December 2020 and January 2021, Hutchinson contacted investors in ... |
| | | | Melbourne-based BTC Markets has become Australia's first crypto exchange to successfully go through the full AFSL application process, via sister company BTCM Payments. BTC Markets said the AFSL will enable it to further bridge the crypto and traditional ... |
| | | | ... on 17 calls. The court also declared CFS failed to do all things necessary to ensure the financial services covered by its ASFL were provided efficiently, honestly and fairly. CFS has agreed to the declarations, and the penalty hearing is set for October ... |
| | | | ... lower IT costs. Furthermore, the merger brings the operating model of ClickSuper, which includes holding and maintaining an ASFL and a SaaS client support services, allowing InPayTech to sell the Bond platform as a SaaS model. Upon completion, it is ... |
| | | | ASIC has cancelled the ASFLs of two NSW-based financial service providers. Sydney-based financial services provider Squareknot's licence cancellation took effect on 6 May 2020. ASIC said the licence was cancelled after it found that Squareknot did not ... |
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