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Showing 11 - 14 of 14 results for "ASFL"

Advisers choose their own journey on BT hub

DARREN SNYDER  |  FRIDAY, 2 NOV 2018
... Open Services is a financial adviser hub set up to support advice practices with services such as: AFSL transition support; ASFL responsible manager support; customisable client marketing; technical support; governance support; insights; and a schedule ...

ASIC hands Allegianz six month suspension

KERRIE SYDEE  |  FRIDAY, 1 APR 2016
ASIC has placed a six month suspension on Melbourne-based Allegianz's Australian Financial Services Licence (ASFL) for failing to comply with a number of key obligations. In a statement the regulator said that Allegianz had failed to lodge auditor reports ...

Licensing relief for securitisation special purpose vehicles

... purpose of securitising a particular sponsor's assets, it would be disproportionately burdensome to require them to hold an ASFL." The exemption was only issued after consultation with industry members and groups, as well as the Australian Prudential ...

Macquarie provides solution for FSR compliance

... Bond gives dealer groups and small financial advisory businesses a fast way to obtain their bonds so they can obtain their ASFL. Macquarie Banking Division Associate Director Cathy Gadd said many financial advisory businesses were finding it difficult ...
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