Search Results | Showing 81 - 90 of 464 results for %22Supervision%22 |
| | ... whether trustees have failed in their obligations to members and potentially breached the Superannuation Industry (Supervision) Act 1993 (SIS Act). Thirty-seven products assessed are performing at or above the heatmap investment benchmarks over six years ... |
| | | ... cardinals and bishops. In the letter, the Pope said the Secretariat of State: "Shall have no responsibility for the supervision and control of any entity of the holy see, nor of those things connected with it... the Secretariat of State will not have ... |
| | | ... they had committed. The FCA's decision to ban the three individuals comes after Megan Butler, executive director of supervision (investment and wholesale) wrote to the House of Commons outlining that the FCA views sexual harassment as misconduct which ... |
| | | ... replaced its 18-year-old risk assessment model with a system that will better guide the intensity of the regulator's supervision. In a letter to banks, insurers and superannuation licensees, the prudential regulator announced the Supervision Risk and ... |
| | | ... chief compliance officer, has worked at CBA for over two years, most recently as an executive manager of regulatory supervision and global regulatory affairs, where she led the group's engagement with ASIC. Prior to her time with CBA, Smeaton served ... |
| | | ... non-discriminatory basis with terms and conditions, including pricing, that are fair and reasonable," ASIC said. This supervision will be focused on the exchange's governance of the change program, as well as its engagement with stakeholders, the functional/technical ... |
| | | ... plans for full authorisation, Delfas said. "Today we are setting out our expectations for the future authorisation and supervision of international firms, to ensure appropriate protection for users of financial services. "Before seeking authorisation ... |
| | | ... total and permanent disability by opening up her superannuation account to her under the Superannuation Industry (Supervision) Act provisions for permanent incapacity. Johns said he hopes the apparent administrative delays aren't a result of the ... |
| | | ... considered by NULIS. Further, the new directions and conditions will address prudential concerns APRA identified in its supervision of NULIS, corroborated in an independent report by Deloitte. NULIS will be required to undertake timely remediation by ... |
| | | ... standards, as well as having to complete courses of study in audit and fund compliance under the Superannuation Industry (Supervision) Act 1993. They will also have to sit and pass ASIC's SMSF auditor competency exam prior to issuing any future SMSF ... |
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