Search Results | Showing 71 - 80 of 464 results for %22Supervision%22 |
| | ... Australia Bank to acquire the MLC wealth management business, which includes NULIS. Under the Superannuation Industry (Supervision) Act 1993, APRA must approve any changes to the holder of a controlling stake in an RSE license. IOOF agreed to buy MLC ... |
| | | ... Bank. Her most recent role there was directing its future advice model and spent a year prior to that overseeing the Supervision and Monitoring (SAM) program to support the transformation of the advice business across Commonwealth Financial Planning. ... |
| | | ... Financial Adviser Register, including warnings, reprimands, directions to undertake specified training, counselling or supervision, orders suspending or prohibiting registration, and infringement notices. The announcement follows the decision to dissolve ... |
| | | ... thrilled with the appointment of two outstanding individuals who will be responsible for overseeing the effective supervision and governance of Barrenjoey," Barrenjoey non-executive chair David Gonski said. Barrenjoey chief executive Brian Benari said ... |
| | | ... stable funding ratio calculation. "Alongside the enforcement actions, APRA will subject Macquarie Bank to intensified supervision to address the bank's persistent difficulties in complying with its prudential obligations. We cannot rule out further action ... |
| | | ... ban will now come into effect from January 2022. Until then it is only breaches under the Superannuation Industry (Supervision) Act, or SIS Act, that cannot be paid for using member money. The ban was originally slated to commence at the beginning of ... |
| | | ... $25.6 million in 2017-18 to more than $56 million in 2019-20, the group alleges this funding is needed due to the supervision and remediation of historic advice deficiencies at the big banks. The advice bodies are calling for the government to review ... |
| | | ... support the Australian economy. "Given the continued uncertainty generated by COVID-19, APRA's proposed policy and supervision agenda for the coming period will remain responsive to the external environment to ensure it continues to prioritise the areas ... |
| | | ... a case-by-case basis without prescriptive regulation. However, this changed in 2016 as Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) set guidelines for initial and variation margin. ... |
| | | ... quality. This includes enhancing a culture focused on audit quality, the experience and expertise of partners and others, supervision and review of audits, and accountability of partners and others for audit quality," ASIC commissioner Cathie Armour ... |
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