Search Results | Showing 81 - 90 of 245 results for %22Australian Securities and Exchange Commission%22 |
| | | Australian Securities & Investments Commission has banned City Index Australasia and its director, Blair Jason Travers, from the financial services industry for 10 years after being found guilty of a cold calling scam. Australian Securities & Investments ... |
| | | | ... Melbourne Magistrates' Court on 6 August 2012. ASIC's investigation arose from a referral from the Australian Securities Exchange. The Commonwealth Director of Public Prosecutions is prosecuting the matter. |
| | | | ... Investments/ASX Long-Term Investing Report. The 14th edition of the annual report, commissioned by the Australian Securities Exchange (ASX) and prepared by Russell Consulting, has found growth assets including Australian shares and residential property ... |
| | | | ... report also said that Flader is well-known to the United States Securities and Exchange Commission (SEC). Australian Securities and Investments Commission (ASIC) said it will continue to provide relevant information relating to Flader to the Australian ... |
| | | | ... and supporting regulatory capacity among members, will be held concurrently with his chair duties at the Australian Securities and Investments Commission. The Board also appointed Dr. Vedat Akgiray, chairman of the Capital Markets Board (CMB) of Turkey ... |
| | | | ... connectivity to two critical exchanges as well as solutions to help automate trading and route orders." The Australian Securities and Investments Commission is requiring participants to comply with their best executions obligations by the end of October ... |
| | | | High frequency trading and dark pools are the biggest issues of contention in the Australian Securities and Investment Commission's extended consultation process on market integrity rules, according to one industry expert. Australian Securities and ... |
| | | | ... November is due for release. Dun and Bradstreet releases its business expectations survey. In equities news, Australian Securities and Investments Commission (ASIC) deputy chairman Belinda Gibson addresses the Chartered Secretaries Australia annual conference ... |
| | | | ... months, eight months, one year, two years and eight months, respectively. Under the Corporations Act 2001, the Australian Securities and Investments Commission (ASIC) may ban a person who has been convicted of fraud. Hawa has the right to appeal to the ... |
| | | | ... financial services laws in the future. MPF authorised individuals and companies provided financial services under its Australian Financial Services (AFS) license, including the provision of financial product advice, and dealing in financial products ... |
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