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Showing 31 - 40 of 245 results for %22Australian Securities and Exchange Commission%22

Class amends IPO after AMP acquisitions

DARREN SNYDER  |  TUESDAY, 3 NOV 2015
... means Class must submit an amendment to its prospectus for an Initial Public Offering (IPO) on the Australian Securities Exchange (ASX). It is expected the supplementary prospectus will be lodged with the Australian Securities and Investments Commission ...

Macquarie set to pay $14m to advice clients

LAURA MILLAN  |  MONDAY, 2 NOV 2015
... for $14 million compensation. Macquarie Group confirmed that the enforceable undertaking dictated by the Australian Securities and Investments Commission (ASIC) to the group's advice arm has been completed. Out of the 1,165 cases where Macquarie initiated ...

FSI panellist challenges ASIC register sale

ALEX BURKE  |  WEDNESDAY, 23 SEP 2015
... proposed an alternative model for the sale of ASIC's Business Registers. Davis, who is the research director at the Australian Centre for Financial Studies, has released a discussion paper, titled Privatising Public Information: The Sale of the ASIC ...

Hedge funds face brain drain

LAURA MILLAN, MARK SMITH  |  MONDAY, 24 AUG 2015
... Exchange traded funds (ETFs), which are gaining popularity in Australia and globally, were up 47.6%. The Australian Securities and Investments Commission (ASIC) reported in July 2015 that hedge funds represent $95.9 billion, or 4% of the total funds ...

ASIC to foster fintech growth

DARREN SNYDER  |  FRIDAY, 31 JUL 2015
The Australian Securities and Investments Commission (ASIC) has established a Digital Finance Advisory Committee (DFAC) that will meet for the first time next month and advise the regulator on engagement with fintech businesses. DFAC forms one part ...

Vanguard first to offer A-shares through ETF

MARK SMITH  |  WEDNESDAY, 3 JUN 2015
... global trade and 7% of global consumption. Through the addition of China A-shares to the US-listed VWO, investors in the Australian ETF VGE will gain more complete exposure to a key emerging economy and the second-largest share market in the world by ...

ANZ enters fast growing ETF market

LAURA MILLAN  |  TUESDAY, 26 MAY 2015
... resulted in a new company called ANZ ETFS Management Limited. It will list the six funds on the Australian Securities Exchange (ASX) within the next two or three weeks. The suite of funds includes the world's first ETF tracking the ASX100, the ANZ ETFS ...

Market Wrap AM

AAP  |  FRIDAY, 8 MAY 2015
The Australian market looks set to open a touch lower, as gains on Wall Street offset losses in the local market on Thursday. At 0648 AEST on Friday, the June share price index futures contract was down two points at 5,615. US stocks have pushed higher ...

SEC imposes US$4.16bn in penalties

ALEX DUNNIN  |  WEDNESDAY, 19 NOV 2014
... impact of these actions helped boost investor confidence and increase market integrity," noted the SEC. In contrast to Australian regulatory actions that often don't require companies involved in Enforceable Undertakings to acknowledge guilt while they ...

Spring FG set to launch IPO

LAURA MILLAN  |  FRIDAY, 7 NOV 2014
... Commission (ASIC) by the end of November or early December and expects the company to list on the Australian Securities Exchange (ASX) in January 2015. Spring currently provides financial planning, wealth management, insurance, superannuation and tax ...