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Showing 21 - 30 of 220 results for "Deputy Chairman"

Advisers to consult on ASIC's behalf

JAMIE WILLIAMSON  |  WEDNESDAY, 29 MAR 2017
... participants in the financial advice sector as well as financial advice industry bodies and consumer organisations," ASIC deputy chairman Peter Kell said. "We saw benefit in extending our interaction with this sector through the establishment of a committee ...

ASIC cancels AFSL licences

EMMA RAPAPORT  |  MONDAY, 27 MAR 2017
... financial resources to provide the services covered by its licence and to conduct the business lawfully," ASIC deputy chairman Peter Kell said. "Membership of an EDR scheme is also an important requirement for licensees and ASIC will not hesitate to ...

CBA CFO to retire, successor named

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
... 2006, is currently the president and director of the Financial Executives Institute of Australia and serves as deputy chairman of the Victor Chang Cardiac Research Institute. Rob Jesudason, presently leading CBA's international financial services division ...

Former adviser cops ASIC reprimand

JAMIE WILLIAMSON  |  FRIDAY, 24 MAR 2017
... Project and standing as an alternative to administrative action against Wilson. Commenting on the outcome, ASIC deputy chairman Peter Kell said: "Consumers need to have confidence and trust in their financial advisers." "ASIC will use all regulatory ...

False ASIC licensing claims lead to closure

JAMIE WILLIAMSON  |  WEDNESDAY, 8 MAR 2017
... entitle them to the benefits of direct land ownership by equating investment amounts to land size, for example. ASIC deputy chairman Peter Kell said: "Financial products must not be promoted in a way that could mislead consumers about the benefits of ...

ASIC bans Melbourne insurance broker

EMMA RAPAPORT  |  FRIDAY, 24 FEB 2017
... person who is licenced with an AFS license lodge an annual auditor's report and financial statements with ASIC. Deputy chairman Peter Kell reassured the public that ASIC will act to remove those who behave without regard to their obligations to their ...

ASIC watching SMSF advice closely

JAMIE WILLIAMSON  |  MONDAY, 20 FEB 2017
... establishment of SMSFs, as the regulator continues its work to lift the standard of financial advice in Australia. Deputy chairman Peter Kell informed delegates at the 2017 SMSF Association National Conference that ASIC will engage in 'shadow shopping' ...

Distrust is super's biggest challenge

JAMIE WILLIAMSON  |  WEDNESDAY, 15 FEB 2017
... really comes back to honing in on what's in the best interests of the member, not the institution itself," APRA deputy chairman Helen Rowell said. "We see a lot of self-interest, conflict and poor decision making in all parts of the industry, so our ...

ASIC bans Sydney adviser

JAMIE WILLIAMSON  |  FRIDAY, 16 DEC 2016
... even to pay Protect Ensure's business-related expenses. Some investors lost their invested funds entirely. ASIC deputy chairman Peter Kell said: "ASIC will take action against financial advisers who mislead their clients. We will investigate and take ...

Former ANZ planner cops ban

JAMIE WILLIAMSON  |  MONDAY, 12 DEC 2016
... forms they had signed in previous years and falsifying dates on the copied items. Commenting on the case, ASIC deputy chairman Peter Kell said: "Financial advisers are important gatekeepers who must act honestly to increase broader public confidence ...