Search Results | Showing 91 - 100 of 220 results for "Deputy Chairman" |
| | | ... potentially misleading due to the risk of capital loss with certain HSBC structured products being promoted. ASIC deputy chairman Peter Kell said ads which created unrealistic expectations were unacceptable. "We will continue to monitor industry practice ... |
| | | | ... from the industry if they fail to comply with financial services laws and breach their employer's trust," ASIC deputy chairman Peter Kell said. Loy has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. |
| | | | ... the right thing and are held to account. When they fall short, ASIC will take direct enforcement action," ASIC deputy chairman Peter Kell said. ASIC's investigation in Vyas is continuing. |
| | | | ... "Training standards play an important role in ensuring that investors and consumers receive quality advice," ASIC deputy chairman Peter Kell said. The consultation paper proposes to retain the current training standards as "base level" standards and ... |
| | | | ... promotional information provided about their products is factually correct and does not mislead consumers," ASIC deputy chairman Peter Kell said. Priestley's three-year ban took effect on 3 June 2013. |
| | | | ... Reporting Standard SRS 700.0 Product Dashboard will be released in the coming weeks for further consultation. APRA Deputy Chairman Ross Jones said, "Where an entity is experiencing difficulty in transitioning to the new reporting due dates, APRA would ... |
| | | | ... the 70% of class action members who did not, or were unable to, contribute to the funding of the action," ASIC deputy chairman Peter Kell said. ASIC's appeal relates to the distribution of the money, which is not in proportion to losses suffered, whether ... |
| | | | ... make them aware of steps they can take to minimise the likelihood of being caught out by scammers," said ASIC deputy chairman Peter Kell. "We would encourage investors to visit our MoneySmart website where there is a list of companies that are unlicensed ... |
| | | | ... demonstrated through his conduct that he is not a fit and proper person to engage in credit activities," ASIC Deputy Chairman Peter Kell said. "This included some instances where Mr George preferred his own interests to those of Money Choice's clients." ... |
| | | | ... financial literacy, we can we help a large number of people make long-term behavioural change," said Peter Kell, ASIC deputy chairman. |
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