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ASIC files numerous cases against WestpacBY JAMIE WILLIAMSON | TUESDAY, 30 NOV 2021 8:01AM
In an unprecedented move, ASIC has commenced six civil penalty proceedings against Westpac for widespread compliance failures in its banking, wealth, superannuation and general insurance businesses.Read more: ASIC, Westpac, BT Funds Management, Magnitude, Securitor, BT Financial Advice, Peter King, Sarah Court
ASX-listed real estate fund manager Cromwell Property Group has appointed an industry veteran to the head of retail funds management position.
Credit Suisse's chair has resigned less than a year into the role amid reports he breached several COVID-19 quarantine rules.
The Federal Court has imposed combined penalties of $4 million on Statewide Super for providing members with misleading information regarding their insurance and failing to report the issue to ASIC in the time required.
Barclays has appointed two new managing directors of investment banking in Australia.
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