Search ResultsShowing 1 - 10 of 100+ results for "Securitor"
Adviser moves show industry upheaval
ELIZABETH MCARTHUR  |  TUESDAY, 5 NOV 2019
... trustee. The spokesperson said advice services for members have remained unchanged. Former Westpac-aligned dealer groups Securitor and Magnitude ceased during the period, with advisers choosing to exit or move to other licences. In August, Financial ...
Down but not out: Top advisers adapt
ELIZABETH MCARTHUR  |  MONDAY, 26 AUG 2019
... wealth operations. After exiting personal advice, Westpac lost 338 advisers since February - the most of any licensee. Securitor shed 146 advisers over the same period, bringing its total to just 85. Magnitude lost 79 advisers, going from 116 to just ...
Financial advice drags BTFG results
KARREN VERGARA  |  MONDAY, 6 MAY 2019
... million from its salaried financial planners. About 28% is estimated to be refunded. Authorised representatives from Securitor and Magnitude on the other hand received $966 million, but 31% will likely be refunded. A total of $200 million in compensation ...
Westpac reveals Magnitude, Securitor adviser remediation
HARRISON WORLEY  |  WEDNESDAY, 1 MAY 2019
... set to repay more than 30% of the ongoing advice service fees charged by authorised representatives of Magnitude and Securitor. Westpac announced it would take a $357 million hit to cash earnings in its first half result based on currently available ...
Former Dover, Securitor adviser banned
ELIZABETH MCARTHUR  |  THURSDAY, 18 APR 2019
... to October 2017 and was most recently with Lifestyle Asset Management, a boutique Sydney AFSL. ASIC was notified by Securitor Financial Group, which he was licenced by from 2006 to 2010. ASIC found Chigwidden consistently failed to address the needs ...
Westpac exits personal advice, restructures leadership
JAMIE WILLIAMSON  |  TUESDAY, 19 MAR 2019
... about 330 authorised representatives attached to its AFSL. The sale is expected to be complete by June 30, and some Securitor and Magnitude authorised representatives may also move to a newly-established Viridian-owned AFSL. They have until September ...
Banks, ASIC still at war over fees-for-no-service
HARRISON WORLEY  |  TUESDAY, 12 MAR 2019
... do so. The bank's offer was chided by the regulator for also failing to meet the RG256 guidance. Westpac licensees Securitor and Magnitude and NAB's JBWere also copped heat, with both institutions' report cards littered with instances where the three ...
FPA disciplines two members
HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... undertake further training and education. Separately, Dianne Bainbridge of Gold Financial Services - whose licensee is Securitor Financial Group - has had her membership and Financial Planner AFP designation suspended for six months after a former client ...
BTFG restructure sees corporate super lead exit
JAMIE WILLIAMSON  |  FRIDAY, 15 FEB 2019
... in 2008 as head of practice management. Prior to leading the workplace super team, Englund was managing director of Securitor for about five years. The spokesperson said Englund plans to spend more time with his family and look to provide consultancy ...
ASIC bans Perth adviser
KANIKA SOOD  |  THURSDAY, 15 NOV 2018
... clients. Craig James Wilson was employed by an advice firm that was a representative of the Westpac-controlled licensee Securitor Group for a total of eight years. During three months of his employment at Lifenet, Wilson overdrew four clients' superannuation ...
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