Search ResultsShowing 1 - 10 of 67 results for "Financial Adviser Standards and Ethics Authority"
FPA launches FASEA policy, education hub
JAMIE WILLIAMSON  |  THURSDAY, 7 MAR 2019
... with tertiary education providers that have been approved by the Financial Adviser Standards and Ethics Authority. The portal includes an education pathways tool to assist advisers in determining what further study they need to ...
Hayne report raises professionalism stakes
JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... with existing - though yet to be enforced - legislation surrounding the Financial Adviser Standards and Ethics Authority's Code of Ethics. FASEA's code requires advisers to report misconduct and breaches. It also requires them to be a ...
FASEA makes adviser exam adjustments
JAMIE WILLIAMSON  |  THURSDAY, 7 FEB 2019
The Financial Adviser Standards and Ethics Authority released the final legislative instrument for the financial adviser exam, revealing several concessions to be introduced. In clarifying the content of the exam, topic of Financial Adviser ...
Specialist SMSF advisers need only apply
JAMIE WILLIAMSON  |  THURSDAY, 10 JAN 2019
... the requirement form an extension of the new standards in place under the Financial Adviser Standards and Ethics Authority. Further, the report has recommended that advisers be required to provide a document that clearly explains the key issues ...
FASEA reforms see ASIC register swell
JAMIE WILLIAMSON  |  TUESDAY, 8 JAN 2019
... 2016 and 1 January 2019 will be considered an existing adviser by the Financial Adviser Standards and Ethics Authority (FASEA). The only way for an adviser to demonstrate they are an existing provider is to have been listed on the ASIC FAR ...
FASEA finalises adviser CPD standard
HARRISON WORLEY  |  FRIDAY, 21 DEC 2018
... requirements for financial advisers. Listening to industry consultation, the Financial Adviser Standards and Ethics Authority made several determinations upon registering the legislative instrument for CPD requirements. The CPD standard will ...
Advice associations combine for code monitoring
DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... compliance scheme application to ASIC. This would enable compliance with the Financial Adviser Standards and Ethics Authority (FASEA) code of ethics, and have it monitored and enforced. Associations participating in the agreement to-date include ...
Adviser exam draft legislation released
JAMIE WILLIAMSON  |  MONDAY, 17 DEC 2018
The Financial Adviser Standards and Ethics Authority released draft legislation for the adviser examination, including what it will cost to sit the assessment. Following consultation, FASEA has determined the exam will be a 3.5 hour supervised test ...
FASEA to assess professional advice designations
JAMIE WILLIAMSON  |  THURSDAY, 13 DEC 2018
... accreditation for their respective professional designation programs. The Financial Adviser Standards and Ethics Authority confirmed it has invited associations to apply for accreditation, informing them of the process by which they can have ...
FASEA exam is not fair: Spot poll
KARREN VERGARA  |  MONDAY, 3 DEC 2018
... number of financial advisers (68%) said the long-awaited exam the Financial Adviser Standards and Ethics Authority outlined in November is neither fair nor reasonable. FASEA recently unveiled the structure of the inaugural curriculum and ...
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