Search ResultsShowing 1 - 10 of 64 results for "Financial Adviser Standards and Ethics Authority"
Specialist SMSF advisers need only apply
JAMIE WILLIAMSON  |  THURSDAY, 10 JAN 2019
... the requirement form an extension of the new standards in place under the Financial Adviser Standards and Ethics Authority. Further, the report has recommended that advisers be required to provide a document that clearly explains the key issues ...
FASEA reforms see ASIC register swell
JAMIE WILLIAMSON  |  TUESDAY, 8 JAN 2019
... 2016 and 1 January 2019 will be considered an existing adviser by the Financial Adviser Standards and Ethics Authority (FASEA). The only way for an adviser to demonstrate they are an existing provider is to have been listed on the ASIC FAR ...
FASEA finalises adviser CPD standard
HARRISON WORLEY  |  FRIDAY, 21 DEC 2018
... requirements for financial advisers. Listening to industry consultation, the Financial Adviser Standards and Ethics Authority made several determinations upon registering the legislative instrument for CPD requirements. The CPD standard will ...
Advice associations combine for code monitoring
DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... compliance scheme application to ASIC. This would enable compliance with the Financial Adviser Standards and Ethics Authority (FASEA) code of ethics, and have it monitored and enforced. Associations participating in the agreement to-date include ...
Adviser exam draft legislation released
JAMIE WILLIAMSON  |  MONDAY, 17 DEC 2018
The Financial Adviser Standards and Ethics Authority released draft legislation for the adviser examination, including what it will cost to sit the assessment. Following consultation, FASEA has determined the exam will be a 3.5 hour supervised test ...
FASEA to assess professional advice designations
JAMIE WILLIAMSON  |  THURSDAY, 13 DEC 2018
... accreditation for their respective professional designation programs. The Financial Adviser Standards and Ethics Authority confirmed it has invited associations to apply for accreditation, informing them of the process by which they can have ...
FASEA exam is not fair: Spot poll
KARREN VERGARA  |  MONDAY, 3 DEC 2018
... number of financial advisers (68%) said the long-awaited exam the Financial Adviser Standards and Ethics Authority outlined in November is neither fair nor reasonable. FASEA recently unveiled the structure of the inaugural curriculum and ...
Overhaul executive remuneration: Poll
KARREN VERGARA  |  MONDAY, 26 NOV 2018
... CBA has removed sales incentives for its tellers and evaluates their performance on customer advocacy or net promoter score. This week we ask if the Financial Adviser Standards and Ethics Authority's examination blueprint is fair and reasonable .
FASEA releases draft degree requirement legislation
JAMIE WILLIAMSON  |  WEDNESDAY, 21 NOV 2018
The Financial Adviser Standards and Ethics Authority released its long awaited degree requirements for existing financial advisers and new entrants. FASEA has proposed the maximum requirement for an existing adviser be a graduate diploma of eight ...
Code of ethics still the main game: FPA
DARREN SNYDER  |  MONDAY, 19 NOV 2018
... Financial Standard Technical Services Forum on Thursday and prior to the Financial Adviser Standards and Ethics Authority (FASEA) releasing its education and ethical standards blueprint on Friday evening , Marshan said the industry had largely ...
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