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Showing 61 - 70 of 154 results for "Financial Adviser Standards and Ethics Authority"

Registration deadline extended: ASIC

ELIZABETH MCARTHUR | THURSDAY, 14 NOV 2019

... redundant. The disciplinary body will be charged with monitoring and enforcing the Financial Adviser Standards and Ethics Authority Code of Ethics. Following the announcement of the disciplinary body, on October 11, ASIC sought to assure AFSLs that it ...

FASEA attempting to re-write law: AFA

ELIZABETH MCARTHUR | WEDNESDAY, 13 NOV 2019

The Financial Adviser Standards and Ethics Authority is using its Code of Ethics to re-write the law rather than providing genuine guidance to financial advisers, the industry association believes. According to the Association of Financial Advisers ...

September FASEA exam results in

ELIZABETH MCARTHUR | FRIDAY, 8 NOV 2019

The Financial Adviser Standards and Ethics Authority has released the results from the financial adviser exam held in September, which 1697 financial advisers sat. The exam was held in eight metropolitan and nine regional centres between 19 September ...

AFA calls for clarity on ethics code

ELIZABETH MCARTHUR | WEDNESDAY, 23 OCT 2019

... Financial Advisers (AFA) has called for more clarification and key changes on the Financial Adviser Standards and Ethics Authority code of the ethics. FASEA released its first guidance on the code, which will come into effect next year, late last week. ...

FASEA clears up code of ethics

ELIZA BAVIN | MONDAY, 21 OCT 2019

The Financial Adviser Standards and Ethics Authority have released a guidance document for its code of ethics for financial advisers, which will come into effect on January 1, 2020. The code comprises of five values and 12 standards and has been designed ...

FASEA exam dates revealed

ELIZABETH MCARTHUR | WEDNESDAY, 9 OCT 2019

The Financial Adviser Standards and Ethics Authority provided an update on the exam all financial advisers must sit. The Authority confirmed the December round of exams will be held from December 5-9 in 19 centres across Australia including regional ...

FASEA ethics pose risk to managed accounts

ELIZABETH MCARTHUR | MONDAY, 23 SEP 2019

... Institute of Managed Accounts Professionals (IMAP) has made a submission to the Financial Adviser Standards and Ethics Authority, questioning its consideration of conflicts of interest in the Code of Ethics. IMAP said Standard 3 in the FASEA Code of ...

Government extends FASEA deadlines

KARREN VERGARA, JAMIE WILLIAMSON | FRIDAY, 30 AUG 2019

The Federal Government has extended the deadlines for financial advisers to pass the Financial Adviser Standards and Ethics Authority's exam, as well as meet its qualification requirements. Assistant Minister for Financial Services, Superannuation ...

FASEA approves more coursework

KARREN VERGARA | MONDAY, 12 AUG 2019

The Financial Adviser Standards and Ethics Authority has approved a number of education credits and bridging courses to help financial advisers meet its education standards. Coursework offered by the Certified Investment Management Analyst (CIMA), CFA ...

FASEA exam results spark debate

ELIZABETH MCARTHUR | FRIDAY, 9 AUG 2019

Financial advisers have taken to social media to vent about the Financial Adviser Standards and Ethics Authority exam results. While many posted screenshots of the FASEA certificate saying that they passed the exam, some advisers had questions. Financial ...

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BT appoints new head of strategy

KARREN VERGARA | 10:47AM

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI | 12:24PM

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI | 12:21PM

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO | 12:09PM

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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