Search Results | Showing 61 - 70 of 1194 results for "Licence" |
| | | ... disqualified him from managing corporations for five years. The regulator also cancelled the Australian financial services licence (AFSL) of McFaddens Securities, now known by its previous name APC Securities. ASIC's doubts surfaced following Sutton's ... |
| | | | ... trustees do not want to take the risk," he said. Not all super funds currently offer intra-fund advice. Trustees without a licence to provide personal advice can include lifetime pensions in their own superannuation calculators and interactive retirement ... |
| | | | EQT Holdings, the parent company of Equity Trustees, is reviewing its investment and scrutinising the future of its operations in the UK and Ireland. Equity Trustees' managing director Mick O'Brien commented: "While the businesses are now well established ... |
| | | | ... property investments and developments set up by MKS Property. It was an unregistered managed investment scheme without a licence or required registration. ASIC alleged at least $11.3 million was invested, some was repaid as returns while much was lost. ... |
| | | | ... carrying on a financial services business without an AFSL. From June 2019, Arandez was operated the business without a licence. Prior, he was licensed through SIRA Group for three months in 2015 and then by Diverse Advisers between June 2015 and June ... |
| | | | ... an auditor of Berndale about overseas bank accounts containing Berndale funds. Berndale's Australian financial services licence required it to maintain a minimum level of net tangible assets and lodge audited financial reports. ASIC alleged the relevant ... |
| | | | ... imprisonment for falsifying documents and providing false information to an auditor. Grofski, whose financial services licence was cancelled by ASIC in 2020, was first charged for dishonest conduct in May 2021. The court determined that as director of ... |
| | | | ... cancelled the AFSL of Centurion Custodian Funds Management and suspended Huntley Management for non-compliance. The AFS licence of Centurion Custodian Funds Management, a subsidiary of Centurion, has been cancelled effective from January 18. ASIC took ... |
| | | | ... credit products," said Jones. He explained that under the plan BNPL providers will be required to hold an Australian credit licence, comply with responsible lending obligations and meet statutory dispute resolution and hardship requirements. Further ... |
| | | | One year since ASIC forced finfluencers to obtain a general advice licence or else, finfluencers playing by the rules are reaching financially illiterate and disengaged Australians in a way that traditional advice has failed to. Finfluencers backed ... |
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