Search Results | Showing 31 - 40 of 1194 results for "Licence" |
| | | ... Chinese-speaking clients, failed to lodge its annual financial statement and audit report for last financial year. Prospero's licence suspension means it cannot provide financial services until at least February 28. "If it fails to lodge its annual financial ... |
| | | | ... efficiently and fairly and will cease offering any financial services to new clients and apply for cancellation of its AFS Licence within eight weeks," ASIC said. The first case management hearing is yet to be announced by the court. |
| | | | ... enhanced network monitoring. Nine months on, APRA took action against the fund, slapping additional conditions on its licence, citing "significant deficiencies" in its cyber processes and protections. 6) Qantas Super confirms merger plans (September ... |
| | | | ... retired, saw life savings disappear thanks to Caddick, who operated Maliver without an AFSL and used another company's licence without authorisation. The client received a small proportion back and will receive more back from the receivers in due ... |
| | | | ... companies to significant reputational risk, have financial implications, affect operations and impact a company's social licence to operate. "Long-term investors want to support the companies in which they invest to be well-run, safe for their people ... |
| | | | ... months on from a cyber breach that saw member data taken, the $14 billion super fund will have to contend with additional licence conditions as it looks to remedy "significant deficiencies" in its cyber controls. As first reported by Financial Standard ... |
| | | | ... True Oak has operated for 40 years and was recently spun out of Future Super after the super fund acquired a secondary licence. Meantime, ASCENT Group is an independent global fund administrator, that offers a digital investor and fund accounting service ... |
| | | | ... investigation commenced in June last year after concerns were raised that the life insurance start-up was operating without a licence, thus contravening section 911A of the Corporations Act. ASIC said it was also concerned iExtend had been offering to ... |
| | | | ... supportable and scalable platform that meets the needs of the Australian market now and into the future". "It can satisfy the licence obligations of ASX Clear and ASX Settlement and is capable of supporting potential new services and innovation from ... |
| | | | ASIC has suspended JB Markets' Australian financial services licence (AFSL), restricting the firm to only terminating existing client arrangements. The corporate regulator revoked JB Markets' AFSL due to non-compliance with financial requirements and ... |
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