Search Results | Showing 1 - 10 of 72 results for %22National Securities Market Commission%22 |
| | | ... yesterday. The SEC has accused Coinbase of breaking market rules, operating as a broker, clearing agency, and national securities exchange when it was not registered to. It was also charged for failing to register the offer and sale of its crypto asset ... |
| | | | ... decisions, it will can its school banking program nationally. "We are disappointed with the position taken by the Australian Securities and Investments Commission (ASIC) and subsequent decisions by some state and territory governments to take that choice ... |
| | | | ... tendered at a price of €22.07, representing a total of €2.3 billion. IFM has notified the National Securities Market Commission in Spain of its decision to reduce the minimum acceptance condition to which the offer was subject and will therefore ... |
| | | | ... particularly vulnerable to manipulative schemes, and investors should be alert to the heightened risks that exist during this national emergency," "The SEC will continue to act quickly to protect investors from investment scams, including those seeking ... |
| | | | ... provide services "critical to the proper functioning of capital markets." This includes clearing agencies, national securities exchanges, and transfer agents, focusing on certain aspects of their operations and compliance. Cybersecurity is also an area ... |
| | | | ... peer-to-peer lending and crowd funding. ASIC Commissioner John Price commented that fintechs should not be constrained by national borders and that it is fundamental that Australia leverages this to "share views, exchange information and to discuss some ... |
| | | | ... jurisdiction that has seen significant fintech innovation growth. Innovation in financial services isn't confined by national borders. We hope this agreement will help to break down barriers to entry both here and in Kenya," Medcraft said. According ... |
| | | | ... announced yesterday that it has appointed both Paula Benson and Lisa Gay to its board. Benson's most recent role was National Australia Bank (NAB) executive general manager corporate affairs and since 2010 she has chaired Ovarian Cancer Australia. She ... |
| | | | ... undertaken professional development in financial literacy," Medcraft said. The ASIC chair said that according to Roy Morgan's national survey of Australians, only 24% say they trust financial advisers. He said ANZ's most recent Financial Literacy Survey ... |
| | | | ... (IOSCO) chair Greg Medcraft. Speaking in his capacity as the head of IOSCO, Australia's top financial regulator told a National Press Club conference in Washington, DC that there is not a strong enough case for ramping up regulation for asset managers. ... |
|
