Search Results | Showing 81 - 90 of 112 results for %22Sarah Court%22 |
| | ... licensees, to have adequate cybersecurity systems in place to protect against unauthorised access," ASIC deputy chair Sarah Court said. "ASIC strongly encourages all entities to follow the advice of the Australian Cyber Security Centre and adopt an enhanced ... |
| | | ... we were concerned that Maritime members may have been misled by the communications about fees," ASIC deputy chair Sarah Court said. "ASIC has a number of regulatory tools to address alleged misconduct where we are concerned that consumer harm may occur ... |
| | | ... business to implement appropriate systems and processes to ensure its customers were treated fairly," ASIC deputy chair Sarah Court said. "Westpac, like all licensees, has an obligation to be honest and fair in its provision of financial services. Despite ... |
| | | ... member accounts eroded their super balances. The commissions charged totaled $9 million, ASIC said, with deputy chair Sarah Court adding that the misconduct "was caused by the failure to implement proper systems to ensure customers are correctly charged". ... |
| | | ... Westpac didn't have the right to these payments and therefore customers were not liable to pay them. ASIC deputy chair Sarah Court said: "ASIC has identified consumer credit insurance to be a poor value product that leads to poor outcomes for consumers." ... |
| | | ... misappropriation of his clients' funds for his own benefit. He pleaded guilty to 15 dishonesty offences. ASIC deputy chair Sarah Court said: "Mr Hopkins misused Macquarie's systems by processing transactions using his fee authority to steal client funds." ... |
| | | ... of customers for financial services it had grounds to believe it would not be able to provide," ASIC deputy chair Sarah Court said. "As a result, over $50 million in fees was charged to customers who have nothing to show for it. Court said other providers ... |
| | | ... Australians unprotected if they invest in products such as managed investment schemes that later collapse," FPA chief executive Sarah Abood said. Under the proposed model, the government has also missed an opportunity to ensure that financial advisers ... |
| | | ... ultimately for his own benefit. The court also forced Doyle to pay an additional $80,000 in penalties. ASIC deputy chair Sarah Court said the complex products were not suitable for Doyle's clients, many of whom were approaching retirement. "RI Advice ... |
| | | ... communication to thousands of its members, telling them they had insurance cover when they did not," ASIC deputy chair Sarah Court said. "It also overcharged more than $2.5 million in insurance premiums to members who no longer held insurance as part ... |
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