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Showing 81 - 90 of 266 results for %22Personal Risk Management%22

No time to look back

ELIZA BAVIN  |  FRIDAY, 27 MAR 2020
... reacting to the upcoming slowdown as a result of this 'social distancing'; the market is trying to figure out the real risk." In the past there were signs that something bad was coming, so traders had months to change their investment view. The ...

Aberdeen head of global equities to leave

KANIKA SOOD  |  TUESDAY, 21 JAN 2020
Aberdeen Standard Investments has appointed a new head of global equities as Stephen Docherty resigns for personal reasons. Docherty will leave the firm at end of February. ASI's deputy head of global equities Dominic Byrne, who has been with the firm ...

Job boom expected in 2020

JAMIE WILLIAMSON  |  MONDAY, 20 JAN 2020
... director Sally Humphris said. Of those looking to hire, sales professionals will be in greatest demand, followed closely by risk and compliance specialists. Operations roles and customer or member engagement roles will also be in demand. Among those ...

ASIC increases levy costs

ELIZA BAVIN  |  THURSDAY, 16 JAN 2020
... with many unaware that the costs were set to rise. ASIC published the indicative levy owed by licensees that provide personal advice would include a minimum levy of $1500 plus $1142 per adviser, up from $907 per adviser initially indicated in March last ...

NULIS satisfies ASIC requirements

HARRISON WORLEY  |  MONDAY, 16 DEC 2019
... communication procedures after it transferred members in a number of products to MLC MasterKey Business Super and MLC MasterKey Personal Super products in 2012 and 2013. ASIC said that while its Federal Court proceedings with NULIS over fees for no service ...

Super fund appoints GM

HARRISON WORLEY  |  FRIDAY, 13 DEC 2019
... helping our members engage with their super on their own terms earlier and more often - and, therefore, achieve their personal best retirement outcome," Hubbard said. "One of Rest's strategic priorities is to further invest in technology and data to ...

Super Fund of the Year named

ELIZA BAVIN, JAMIE WILLIAMSON  |  THURSDAY, 21 NOV 2019
... AustralianSuper group executive of membership Rose Kerlin said: "I know that everyone at the fund takes a great deal of personal and professional pride in this recognition." "My hope is that we continue to work really hard in our own funds but also together ...

Leaving a legacy

KANIKA SOOD  |  FRIDAY, 18 OCT 2019
... guidance, if you like, and they have the ability and commitment to follow through and deliver. There is an enormous amount of personal energy required to build businesses. And whereas we can control and have an idea of the reserves of strength that my ...

Broker fined for lavish entertainment

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... each desk's brokerage income was allocated to entertainment. But, Tullett Prebon considered the name passing business low risk from a compliance perspective and focussed its compliance attention on matched principal broking. Wash trades, the FCA alleged ...

Crunch time for boutique funds

KANIKA SOOD  |  MONDAY, 23 SEP 2019
... three to five years and on a rolling basis, Nguyen says. But sometimes leaving is just human nature. "Motivations can be personal, cultural or financial. People usually leave when there is misalignment and they feel unsatisfied or when they start to ...