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Showing 61 - 66 of 66 results for %22March Financial Adviser Register%22

IOOF takeover receives 99% approval

ELISE BURGESS  |  WEDNESDAY, 28 SEP 2011
... court hearing to approve the scheme is scheduled for Oct 3. IOOF Holdings had $104.5 billion in funds under management as at March this year, while DKN has about 700 advisers including 110 practices under the Lonsdale banner and a further 250 practices ...

MLC says no to PIH stake

RUTH LIEW  |  THURSDAY, 30 SEP 2010
... discussions will take place with AOH this month about the direction of the stake. According to Rainmaker Information data to March, PIS is the second largest adviser group by number of planners, with 7.2 per cent market share and 1,354 advisers. It is ...

Fin services back associations

MICHAEL HOBBS  |  MONDAY, 6 JUL 2009
... Professionals' Association of Australia (SPAA). The association experienced a 50 per cent jump in membership numbers to March this year to over 1,500 members. While membership remains stable, most association spokespeople said numbers were down across ...

Trilogy hops on netwealth

RUTH LIEW  |  THURSDAY, 17 APR 2008
... outperforming most term deposits currently available in the market," he said. The yield set by Trilogy for the trust in March this year was 8.62 per cent per annum net to investors. However, the figure is expected to increase in the coming months.

IFA Securities adviser banned for five years

... dealer or investment advisor for five years. Ms Hutson was an authorised representative of IFA Securities Pty Ltd from 18 March 2002 to 13 February 2003. An ASIC investigation found that throughout 2002 Ms Hutson made a number of recommendations to seven ...

ASIC bans Sydney businessmen

... months. ASIC found that when Mr. Rabinovitz handled a substantial purchase order received from a new retail client on 26 March 2002 he provided preferential treatment to an institutional client at the expense of the retail client, and failed to properly ...
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