Search Results | Showing 61 - 70 of 173 results for %22Financial Adviser Standards and Ethics Authority%22 |
| | | Financial Adviser Standards and Ethics Authority chief executive Stephen Glenfield has confirmed more guidance on the contested Code of Ethics is imminent. Speaking to Financial Standard at the FPA Professionals Congress, Glenfield confirmed FASEA is ... |
| | | | The Australian Financial Conduct Authority has outlined its approach to assessing financial planner conduct in relation to the Code of Ethics. Speaking at the FPA Congress, AFCA deputy chief ombudsman June Smith said the body will take a measured and ... |
| | | | The chief executive of the Financial Adviser Standards and Ethics Authority will address delegates at the FPA Congress, with an update expected. FASEA chief executive Stephen Glenfield will speak as part of a regulatory update, with Julie Berry from ... |
| | | | ... Steggall 's electorate, she wrote, are concerned about the additional study they have to under the Financial Adviser Standards and Ethics Authority changes. "Older advisers entered the profession at a time when degrees were uncommon and courses from ... |
| | | | ... Association of Financial Advisers general manager, policy and professionalism Phil Anderson has hit back at Financial Adviser Standards and Ethics Authority chief executive Stephen Glenfield, over recognition of CPD. Glenfield made comments at a recent ... |
| | | | ... still applies for financial planners from January 1," Marshan said. "This creates an issue given the Financial Adviser Standards and Ethics Authority has acknowledged they need to reissue the guidance because it still isn't clear what FASEA's intent ... |
| | | | ... schemes shortly redundant. The disciplinary body will be charged with monitoring and enforcing the Financial Adviser Standards and Ethics Authority Code of Ethics. Following the announcement of the disciplinary body, on October 11, ASIC sought to assure ... |
| | | | The Financial Adviser Standards and Ethics Authority is using its Code of Ethics to re-write the law rather than providing genuine guidance to financial advisers, the industry association believes. According to the Association of Financial Advisers ... |
| | | | ... will need to consider whether limiting your product recommendations in this manner is appropriate." Dave Rae, a financial adviser and owner of DPR Wealth, explained his reading of the code indicates advisers should be asking clients whether they would ... |
| | | | The Financial Adviser Standards and Ethics Authority has released the results from the financial adviser exam held in September, which 1697 financial advisers sat. The exam was held in eight metropolitan and nine regional centres between 19 September ... |
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