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Showing 51 - 60 of 159 results for %22Paul Williams%22

Magellan, Barclays back new firm

KANIKA SOOD  |  MONDAY, 21 SEP 2020
... market and our focus on cross-border business, we see this as a compelling strategic investment," Barclays Bank PLC president Paul Compton said. "This opportunity enables us to complement our existing presence, leverage our global infrastructure and ...

ASIC takes Linchpin, Endeavour directors to court

ELIZABETH MCARTHUR  |  TUESDAY, 15 SEP 2020
... Linchpin Capital and Endeavour Securities for alleged breaches of duties. The defendants in the proceedings are Ian Williams, Paul Raftery, Paul Neilson and Peter Daly. Williams, Nielsen and Raftery were directors of Endeavour when it operated the Investport ...

BNP Paribas appoints APAC custody lead

JAMIE WILLIAMSON  |  FRIDAY, 19 JUN 2020
... knowledge of the local environment having previously worked in Hong Kong," BNP Paribas chief executive of CIB Asia Pacific Paul Yang said. His appointment comes as BNP Paribas looks to establish itself as a dominant player in the APAC custody sector ...

AXA IM in strategic overhaul

JAMIE WILLIAMSON  |  THURSDAY, 12 MAR 2020
... core. Rosenberg Equities chief executive Heidi Ridley has opted to step down and pursue opportunities outside of AXA IM. Paul Flavier, currently AXA IM chief risk officer, will take over as head of Rosenberg Equities on March 31. Flavier will be replaced ...

AustralianSuper adds to board

JAMIE WILLIAMSON  |  FRIDAY, 7 FEB 2020
... Manufacturing Workers Union. The nation's largest superannuation fund has welcomed Glenn Thompson to its board. He replaces Paul Bastian who joined the board in 2013. Thompson has held the roles of assistant national secretary of the Australian Manufacturing ...

FASEA chief unaware of dwindling adviser numbers

JAMIE WILLIAMSON  |  FRIDAY, 1 NOV 2019
... Stoker provided case studies of some of the industry's longest serving advisers, including Group Financial Advising founder Paul Franklin who is now 72 years of age, and Association of Financial Advisers state director James Forde and Paramount Financial ...

Advice associations slammed

JAMIE WILLIAMSON  |  THURSDAY, 3 OCT 2019
... representative Michael O'Dea, Abacus Finance and Property chief executive Kellie Lam, and Finsure Finance and Insurance's Paul Martin.

Federal Court delivers APRA, IOOF verdict

JAMIE WILLIAMSON  |  FRIDAY, 20 SEP 2019
... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ...

State Street cops $125m penalty

JAMIE WILLIAMSON  |  WEDNESDAY, 3 JUL 2019
... added extra compensation for itself - compensation that clients had not agreed to pay," SEC Boston Regional Office director Paul G. Levenson said. "Fund expenses make a big difference to mutual fund investors and advisers; they have a right to receive ...

Platform distribution lead departs

JAMIE WILLIAMSON  |  WEDNESDAY, 5 JUN 2019
... from the company in recent times, with chief executive David Heather leaving along with senior business development manager Paul La Macchia.