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Showing 51 - 60 of 177 results for %22Commonwealth Director of Public Prosecutions%22

Adviser faced with further dishonesty charges

ANNABELLE DICKSON  |  MONDAY, 3 MAY 2021
... were Aboriginal people, some being residents of remote communities. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions has been adjourned to 18 June 2021 for further mention. If convicted, Goel faces a maximum penalty ...

ASIC pursues criminal charges in super

JAMIE WILLIAMSON  |  WEDNESDAY, 10 MAR 2021
... superannuation space, confirming it has compiled two briefs of evidence in support of criminal charges with the Commonwealth Director of Public Prosecutions and is undertaking more than 20 enforcement investigations. Addressing the AFR Business Summit ...

Director charged with dishonest conduct

ANNABELLE DICKSON  |  FRIDAY, 4 DEC 2020
... business without holding an Australian financial services licence (AFSL). The matter is being prosecuted by the Commonwealth Director of Public Prosecutions with each offence carrying a maximum penalty of up to 15 years imprisonment. The matter was adjourned ...

ASIC charges BitConnect Australia lead

ELIZA BAVIN  |  WEDNESDAY, 18 NOV 2020
... banned Bigatton from providing financial services for seven years. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions after a referral from ASIC. Bigatton's wife has also made headlines after mysteriously disappearing ...

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... disqualification, Fuoco continued to manage Financial Circle between 21 August 2017 and 5 September 2018. The Commonwealth Director of Public Prosecutions is prosecuting the matters following a referral from ASIC. The charges of acting in the management ...

SMSF fraudster charged

ANNABELLE DICKSON  |  THURSDAY, 29 OCT 2020
... but Gore was found guilty of six counts involving a total of $345,000. The matter was prosecuted by the Commonwealth Director of Public Prosecutions after an investigation and referral by ASIC.

Alex Wade leaves AMP

JAMIE WILLIAMSON  |  THURSDAY, 6 AUG 2020
... Last Resort (BOLR) agreements. ASIC currently has five investigations into AMP ongoing and has briefed the Commonwealth Director of Public Prosecutions on a number of matters, ASIC deputy chair Daniel Crennan stated yesterday during a House of Representatives ...

Sam Henderson in court over phantom degree

KANIKA SOOD  |  WEDNESDAY, 10 JUN 2020
... Court yesterday. Henderson did not enter a guilty plea and the matter will be next heard on August 4. The Commonwealth Director of Public Prosecutions is prosecuting this matter, following a referral of a brief of evidence from ASIC. Each s952D(2)(a)(ii) ...

Adviser guilty of misuse of client money

ELIZA BAVIN  |  THURSDAY, 14 MAY 2020
... had shown cooperation with its investigation and early guilty plea. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. The news comes days after the regulator banned three other financial advisers from Adelaide, Melbourne ...

ASIC turns up the heat on enforcement

HARRISON WORLEY  |  THURSDAY, 27 FEB 2020
... in avoiding an income protection claim in 2014. One case, ASIC said, is currently being considered by the Commonwealth Director of Public Prosecutions for potential criminal action, following ASIC's investigation. Seven of the cases referred to the corporate ...