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Showing 21 - 30 of 58 results for %22Melbourne Securities Corporation%22

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
A Melbourne based financial advice provider is to appear in the Federal Court of Australia for alleged contraventions of the Future of Financial Advice obligations. Following an ASIC investigation, Wealth and Risk Management (WRM), and its related companies ...

ASIC commences proceedings against Westpac

ALEX BURKE  |  WEDNESDAY, 6 APR 2016
ASIC has commenced legal proceedings against Westpac in the Federal Court in Melbourne for its role in setting the bank bill swap reference rate from 2010 to 2012. ASIC has alleged Westpac engaged in "unconscionable conduct and market manipulation" ...

CFA Societies launches initiative to raise ethical standards

MARK SMITH  |  MONDAY, 12 MAY 2014
... Finance initiative, a long-term effort to create a stronger ethical culture in the financial services industry. Sydney, Melbourne, Perth and Auckland will join more than 50 cities around the world, where CFA societies represent more than 35,000 investment ...

ASIC takes legal action against Mariner over Austock takeover

ALICE URIBE  |  THURSDAY, 3 APR 2014
... before making the announcement. The proceedings are listed for a directions hearing in the Federal Court of Australia in Melbourne on 12 May 2014.

Market Wrap AM

AAP  |  WEDNESDAY, 20 NOV 2013
... Sydney. The Australian Bureau of Statistics releases October international merchandise imports data and the Westpac-Melbourne Institute Leading Indexes of Economic Activity is due out, as is the Commonwealth Bank business sales indicator for October. ...

Two liquidators punished by ASIC

BEN COLLINS  |  TUESDAY, 26 FEB 2013
... professional accounting body or from ASIC," he said. Meanwhile, ASIC has cancelled the registration of Paul Pattison, of Melbourne, as a registered liquidator. ASIC made this decision following orders made on 17 December 2012 in the Federal Court of ...

Ripoll thanks industry for reforms support

BEN COLLINS  |  TUESDAY, 5 FEB 2013
... of the Gillard Government's Stronger Super reforms. Speaking yesterday at the Financial Advice in Super Symposium in Melbourne, Ripoll said that while reforms such as the Future of Financial Advice legislation (FoFA) had been criticised, both by industry ...

Act now to capitalise on Asian fixed income migration: Omega

MARK SMITH  |  THURSDAY, 13 DEC 2012
... charge and gain exposure to fixed income assets early stand a good chance of capitalising on supply pressure. Omega, a Melbourne-based specialist fixed income investor, says the long awaited decoupling of the Asian and European markets earlier this year ...

CYRE Trilogy, APFG still fighting

BEN COLLINS  |  FRIDAY, 20 JUL 2012
... Group, owns Civic Tower in Goulburn Street in Sydney and office blocks in St Leonards in Sydney and on St Kilda Road in Melbourne. Under Corporations law, APFG is obliged to surrender the register of unit holders within seven days. Rodger Bacon, CYRE ...

ASIC warns of $15,000 EOFY countdown

ELISE BURGESS  |  MONDAY, 6 JUN 2011
... ASIC Commissioner. Sparking the reminder, Victorian public company, Fulcrum Equity Limited was fined $15,000 by the Melbourne Magistrates Court for failing to lodge its annual financial reports with ASIC and not reporting to its members. In addition ...