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Showing 11 - 20 of 122 results for sections

Astute Wealth alleges copyright breach

KARREN VERGARA  |  TUESDAY, 13 JUL 2021
... pronoun changes from my/mine to you/your. Astute found a similar pattern in the employed, home duties and unemployed sections of the survey. It also alleges that the rating questions and scores are similar. Astute managing director Hans Egger said: "It ...

AAT dismisses adviser ban appeal

KARREN VERGARA  |  THURSDAY, 17 JUN 2021
... upheld ASIC's appeal and set aside the AAT's decision. The Federal Court found the AAT interpreted the scope of sections 1041G and 1041H of the Corporations Act too narrowly and confirmed a broad scope of these prohibitions. The matter was then ...

Criminal charges filed against ME Bank

JAMIE WILLIAMSON, KANIKA SOOD  |  THURSDAY, 27 MAY 2021
... criminal charges against ME Bank following an ASIC investigation. The regulator said the charges relate to contraventions of sections 12DB(1)(g) and 12GB(1) of the ASIC Act and sections 64(1) and 65(1) of the National Credit Code (Cth). Section 12DB(1)(g) ...

Dover, McMaster hit with $1.4m penalty

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
... O'Bryan upheld ASIC's claims that from around 25 September 2015 to around 30 March 2018, Dover breached several sections of the Corporations Act because the policy contained a clause that did not provide the maximum protection available to clients ...

PADUA launches client fact find

ANNABELLE DICKSON  |  MONDAY, 15 FEB 2021
... of information less overwhelming for clients. It integrates with advice software such as Xplan, sends clients relevant sections in stages, and offers a custom-branded solution for each practice. The initial beta testing found advisers save around 20 ...

APRA reduces ERS reporting for funds

ELIZA BAVIN  |  WEDNESDAY, 21 OCT 2020
... provide as part of the Early Release of Super reporting standards. From September 30, APRA said it will only require sections 6-8 of SRF 91.1: COVID-19 Pandemic Data Collection to be reported on a monthly basis through to 31 January 2021. This means ...

TPB bans tax agent over COVID-19 fraud

ALLY SELBY  |  FRIDAY, 9 OCT 2020
... COVID-19 stimulus measure for over $20,000. The TPB determined TLL Tax Pty Ltd and its director Liying Tong breached sections of the Code of Professional Conduct in the Tax Agent Services Act 2009 relating to competency, honesty and integrity, and banned ...

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... said. The report noted there were several practices within the DCM market which could breach prohibitions of various sections of the Corporations Act. These include "laddering"; providing a preferred allocation in exchange for agreement to place orders ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... the no-action, ASIC said it wouldn't be taking regulatory action against AFSLs or their representatives for a breach of sections 62G, 962K and 962S of the Corporations Act. For breaches of 962S for pre-FOFA clients, only those with a fee disclosure statement ...

Please be aware of the nearest exit

ELIZA BAVIN  |  THURSDAY, 23 APR 2020
... coronavirus hasn't been material, then they will be required to justify it. "What we are seeing is a restructure of large sections of the economy and a significant downturn with many sectors in the economy having to adjust to a new normal that may last ...