Search Results | Showing 11 - 20 of 40 results for %22Spectrum Wealth Advisers%22 |
| | | ... last six months. Merit Wealth lost 45, while Ausure lost 42. Consilium, the licensee which had picked up the Dover and Spectrum financial advisers, went from 74 financial advisers to 38 - losing almost half their advisers. Substantially fewer licensees ... |
| | | | ... surveillance of advice provided by NSW-based Sean Lewis while he was an authorised representative of Spectrum Wealth Advisers. ASIC found that Lewis failed to comply with financial services laws, including failure to provide advice that was in the best ... |
| | | | ... Group provided accounting, wealth advice and financial planning to her between 2013 and 2015. Despite shuttering, Spectrum Wealth is still listed as the firm's licensee on its website, however the ASIC Financial Adviser Register shows Robert Patterson ... |
| | | | ... NSW for three years for failing to consider clients' best interests. Jane Myers, an authorised representative of Spectrum Wealth between 2013 and 2017, has been banned by the regulator following surveillance. ASIC said Myers claimed she was only facilitating ... |
| | | | ASIC has said the former chief executive of Spectrum Wealth Advisers had a poor understanding of his obligations and failed to ensure advisers complied with the law, banning him over his involvement in the licensee's numerous failures. Mark Schroeder ... |
| | | | ... wealth of experience to the board. Beard "brings extensive experience in delivering value to shareholders across a broad spectrum of industries and stages of company growth," he said. "We are very pleased to have [Beard] join our board." Beard said he ... |
| | | | ... as compared to family office? JC: The foundation of course invests more conservatively. It is at the other end of the spectrum, in terms of private equity being higher risk and higher return, and the foundation being long-term return and lower risk. ... |
| | | | Spectrum Wealth Advisers is seeking to cancel its licence and is no longer providing financial services, with many representatives having now joined new licensees. ASIC recently advised clients of Spectrum Wealth Advisers and the advisers registered ... |
| | | | More than 30 financial advisers are left without a home as Spectrum Wealth Advisers shuts up shop. Freedom Insurance Group has today revealed Spectrum will close earlier than originally intended as it can no longer meet a "key person" requirement of ... |
| | | | ... million. It has also advised that it will consider the sale of its non-core financial advice subsidiary, Spectrum Wealth Advisers. |
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