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Showing 11 - 17 of 17 results for %22Brisbane Magistrates Court%22

Former investment company director pleads guilty

MELANIE TIMBRELL  |  MONDAY, 23 JUL 2012
... licence. The majority of the investors affected by the charges live on the Sunshine Coast, although there are some living in Brisbane, Sydney and Canberra. On June 13, 2012, ASIC obtained consent orders in the Supreme Court of Queensland to wind up Tanoak ...

Opt out, bailed out

MICHELLE BALTAZAR AND RUTH LIEW  |  TUESDAY, 10 NOV 2009
... Mango Hill, Queensland and Ken McDowell of Narre Warren, Victoria were sentenced last Friday in the Brisbane Magistrates Court following an investigation by ASIC. They were each found guilty in the Brisbane Magistrates Court on 17 July 2009 of carrying ...

Chartwell execs face criminal charges

ASIC RELEASE  |  WEDNESDAY, 12 AUG 2009
... being criminally charged with 19 offences brought by ASIC. Rau was arrested by Queensland Police and conveyed to the Brisbane Local Court where he was bailed to appear in the Geelong Magistrates Court on 11 September 2009. Graeme Hoy, a former director ...

ASIC charges unlicensed advisers

... ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell appeared at the Brisbane Magistrates Court today charged with holding themselves out to be investment advisers without an Australian Financial Services License (AFSL). ...

High yield investment scheme operator facing charges

... has brought seven charges against Shane Hoy, the operator of a high yield investment scheme, in the Brisbane Magistrates Court. The regulator alleges Hoy raised $270,000 through the scheme that was run by his company BG Investments International. It ...

Two committed to stand trial on Bo Long charges

Donna Tung Sing Ho and Mark Andrew Sweeney have appeared in the Brisbane Magistrates Court, and been committed to stand trial on charges laid by the Australian Securities and Investments Commission (ASIC). Ms Ho has been charged with six counts of dishonestly ...

Former Queensland executive director prosecuted for insider trading: ASIC

... announced that Maxwell Sweetman, former executive director of Harts Australasia, has appeared in the Brisbane Magistrates Court charged with two counts of insider trading in the shares of the former publicly listed company. ASIC alleged that Mr Sweetman ...
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