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Showing 11 - 16 of 16 results for "segregation"

ACSA lends weight to ASIC tech focus

MELANIE TIMBRELL  |  THURSDAY, 2 AUG 2012
... issues, including recognition that custodians act on behalf of Responsible Entities and Trustees, providing asset segregation and administration services, and implementing directions as requested - a point ACSA felt wasn't clear in the ASIC report. ACSA ...

ASIC highlights CFD compliance issues

BEN COLLINS  |  FRIDAY, 1 JUN 2012
... practice. This includes feedback on performing daily client money reconciliations, ensuring there is an appropriate segregation of duties and that the reconciliation is signed off by senior management, and documenting policies for dealing with variances. ...

Research houses to step up transparency

BEN COLLINS  |  MONDAY, 14 MAY 2012
... should be entitled to a public right of reply," said David Bell, St Davids Rd Advisory, in his response to the paper. "Segregation makes sense given the reliance placed on research house reports in the retail industry," said Bell.

CFD providers form industry body

MELANIE TIMBRELL  |  FRIDAY, 30 MAR 2012
... existing regulations for the CFD industry in areas such as risk management, due diligence, business continuity and full segregation of client funds. "Over the last 10 years CFDs in Australia have evolved into a strong mature investment product. The Australian ...

APRA warns on unlisted asset valuations

RUTH LIEW  |  FRIDAY, 6 AUG 2010
... ensure that there is a strong governance framework for valuations which include oversight by the trustee board, clear segregation of duties and documented policies and procedures. Meanwhile the valuation process should take into account the risks posed ...

Obama: he's the man

BENJAMIN ONG  |  WEDNESDAY, 21 JAN 2009
... language and culture, drawn from every end of this Earth; and because we have tasted the bitter swill of civil war and segregation, and emerged from that dark chapter stronger and more united, we cannot help but believe that the old hatreds shall someday ...
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