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Showing 11 - 20 of 21 results for "segregation"

What will estate planning look like in 2020?

DARREN SNYDER  |  WEDNESDAY, 4 APR 2018
... rules and potential strategies for death benefits; the UK state pension; concessional contribution caps; and income segregation and streaming. Also speaking at the event was Russell Investments managing director of strategic business initiatives Tim ...

WAM calls to remove Aurora as RE of listed trust

ALEX BURKE  |  TUESDAY, 20 FEB 2018
... scheme property for AIB and other funds for which Aurora acts as responsible entity. The duty to ensure appropriate segregation of scheme property is imposed by section 601FC(1)(i) of the Act. We also have concerns Aurora's compliance with its continuous ...

Align with super's purpose, not politics

DARREN SNYDER  |  FRIDAY, 17 JUN 2016
... would you say are supporting the accumulation and what returns will flow from that," Ashenden said. "When you look at segregation from a tax purpose you tend to look backwards - you might need an actuary to give you a certificate to say this is how much ...

Industry groups slam SEC plan to limit derivatives

WHITNEY FITZSIMMONS  |  THURSDAY, 31 MAR 2016
... beneficial for investors." "The SEC's policy objectives would be better addressed through the proposed rule's asset segregation requirements, as well as prospectus disclosure and effective risk management," Cameron added. The move by the SEC is the third ...

Hedge fund industry calls for consistent global regulatory framework

MARK SMITH  |  TUESDAY, 10 SEP 2013
... says can lead to market fragmentation and regulatory arbitrage. AIMA has also called for robust rules to promote the segregation and protection of investor assets as well as regulation that reflects the differentiation between retail and professional ...

ACSA lends weight to ASIC tech focus

MELANIE TIMBRELL  |  THURSDAY, 2 AUG 2012
... issues, including recognition that custodians act on behalf of Responsible Entities and Trustees, providing asset segregation and administration services, and implementing directions as requested - a point ACSA felt wasn't clear in the ASIC report. ACSA ...

ASIC highlights CFD compliance issues

BEN COLLINS  |  FRIDAY, 1 JUN 2012
... practice. This includes feedback on performing daily client money reconciliations, ensuring there is an appropriate segregation of duties and that the reconciliation is signed off by senior management, and documenting policies for dealing with variances. ...

Research houses to step up transparency

BEN COLLINS  |  MONDAY, 14 MAY 2012
... should be entitled to a public right of reply," said David Bell, St Davids Rd Advisory, in his response to the paper. "Segregation makes sense given the reliance placed on research house reports in the retail industry," said Bell.

CFD providers form industry body

MELANIE TIMBRELL  |  FRIDAY, 30 MAR 2012
... existing regulations for the CFD industry in areas such as risk management, due diligence, business continuity and full segregation of client funds. "Over the last 10 years CFDs in Australia have evolved into a strong mature investment product. The Australian ...

APRA warns on unlisted asset valuations

RUTH LIEW  |  FRIDAY, 6 AUG 2010
... ensure that there is a strong governance framework for valuations which include oversight by the trustee board, clear segregation of duties and documented policies and procedures. Meanwhile the valuation process should take into account the risks posed ...