Search Results | Showing 121 - 130 of 12012 results for %22Adviser%22 |
| | | VanEck will pay US$1.75 million ($2.7m) to settle a case brought by the Securities and Exchange Commission, which alleged the investment manager failed to disclose the involvement of an influencer in the launch of an ETF in 2021. In the US, VanEck Associates ... |
| | | | ... respondents (76%) will likely seek advice on retirement products, while 62% of these will seek this advice from a financial adviser. Briggs said that treasury should be careful not to default superannuation members into government-designed retirement ... |
| | | | Platform providers' ability to innovate and improve administrative efficiencies are enabling financial advisers to digitally self-serve and improve client outcomes, according to SuitabilityHub. The 2024 platform market wrap found that the move to digital ... |
| | | | Count's acquisition of Diverger was approved by the Federal Court yesterday, with the deal now expected to be completed on March 1. Last month, Diverger shareholders overwhelmingly voted in favour of the takeover, with the court approval marking the ... |
| | | | ... to enhance user proficiency. In parallel, cybersecurity enhancements, particularly in authentication steps within the adviser-client workflow, were a priority. |
| | | | ... 14.9% over three years. Meanwhile, derivatives and foreign exchange contracts have seen the largest percentage declines in adviser authorisations over three years. Authorisations for derivatives have decreased by 8.2% over the past year and44.3% over ... |
| | | | Artificial intelligence could threaten financial stability, forcing novel macro-prudential strategies, according to US Securities and Exchange Commission (SEC) chair Gary Gensler. In a speech at Yale Law School, Gensler described AI as having "tremendous ... |
| | | | ... simplification program and that other options will be sought on how best to manage "this important business". Vernon said AMP's adviser network has consolidated in terms the number of practices and advisers, but the number of representatives has ... |
| | | | ... Sarkis said. "Peter joins us at a busy and pivotal moment where we have the opportunity to scale our business with the adviser support we have built and further develop our enterprise solutions to elevate our industry-leading offering for licensees." ... |
| | | | A former financial adviser who was jailed for stealing more than $1 million from his clients' superannuation to feed a gambling problem is now permanently banned from the industry. In September 2023, Mark Raymond Sebo was found guilty of misappropriating ... |
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